| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | ENTERPRISE FINANCIAL SERVICES CORP | 24 | 1,000 | 0.00% | ||
| 302 | SHARKEY, HOWES & JAVER | 42 | 1,000 | 0.00% | ||
| 303 | Cornerstone Advisors, Inc. | 25 | 1,000 | 0.00% | ||
| 304 | PIEDMONT INVESTMENT ADVISORS INC | 10 | 234 | 0.00% | ||
| 305 | NEXT Financial Group, Inc | 11 | 0 | 0.00% | ||
| 306 | CUTLER GROUP LLC / CA | 1,500 | 0 | 0.00% | Put | |
| 307 | HERNDON CAPITAL MANAGEMENT LLC | 13 | 0 | 0.00% | ||
| 308 | CANADA PENSION PLAN INVESTMENT BOARD | 10 | 0 | 0.00% | ||
| 309 | CUTLER GROUP LLC / CA | 500 | 0 | 0.00% | Call | |
| 310 | Global X Management CO LLC | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
