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GLOBAL X FDS GLOBAL X SILVER ETF
GLOBAL X FDS GLOBAL X SILVER ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 40 Institutional holders with a total value of $13,576,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 120,154 2,224,000 16.38%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 68,900 1,275,000 9.39% Call
3 WELLS FARGO & COMPANY/MN 63,860 1,182,000 8.71%
4 UBS Group AG 58,575 1,084,000 7.98%
5 Richard C. Young & CO., LTD. 54,670 1,011,000 7.45%
6 OLD MISSION CAPITAL LLC 53,016 981,000 7.23%
7 JANE STREET GROUP, LLC 48,563 899,000 6.62%
8 STIFEL FINANCIAL CORP 44,790 829,000 6.11%
9 LPL Financial LLC 42,626 796,000 5.86%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,632 604,000 4.45%
11 CITADEL ADVISORS LLC 16,084 298,000 2.20%
12 Private Advisor Group, LLC 15,695 291,000 2.14%
13 FIRST MANHATTAN CO. LLC. 13,496 249,000 1.83%
14 AMERICAN INTERNATIONAL GROUP, INC. 13,226 245,000 1.80%
15 Trust Investment Advisors 12,457 231,000 1.70%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,008 222,000 1.64%
17 Cetera Advisor Networks LLC 11,220 208,000 1.53%
18 BANK OF AMERICA CORP /DE/ 9,491 175,000 1.29%
19 GOLDMAN SACHS GROUP INC 7,797 144,000 1.06%
20 Highlander Capital Management, LLC 6,408 119,000 0.88%
21 CITIGROUP INC 5,665 105,000 0.77%
22 MSI Financial Services Inc 4,281 79,000 0.58%
23 GOLDMAN SACHS GROUP INC 4,259 79,000 0.58% Call
24 IFP ADVISORS, INC 3,266 60,000 0.44%
25 GOLDMAN SACHS GROUP INC 2,843 53,000 0.39% Put
26 CUTLER GROUP LLC / CA 2,431 44,000 0.32%
27 FineMark National Bank & Trust 1,333 25,000 0.18%
28 ROYAL BANK OF CANADA 934 17,000 0.13%
29 Walleye Trading LLC 858 16,000 0.12%
30 US BANCORP \DE\ 526 10,000 0.07%
31 FARMERS & MERCHANTS INVESTMENTS INC 473 9,000 0.07%
32 GUPTA WEALTH MANAGEMENT LLC 233 4,000 0.03%
33 NEXT Financial Group, Inc 116 2,000 0.01%
34 REILLY FINANCIAL ADVISORS, LLC 100 2,000 0.01%
35 FIFTH THIRD BANCORP 33 1,000 0.01%
36 LBA Wealth Management, LLC 70 1,000 0.01%
37 Creative Planning 33 1,000 0.01%
38 CUTLER GROUP LLC / CA 1,400 1,000 0.01% Put
39 Sunbelt Securities, Inc. 16 296 0.00%
40 Hedeker Wealth, LLC 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.