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FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF
FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 6 Institutional holders with a total value of $4,493,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 13 0 0.00%
2 Tower Research Capital LLC (TRC) 400 10,000 0.22%
3 WFG Advisors, LP 500 13,000 0.29%
4 BANK OF AMERICA CORP /DE/ 2,497 65,000 1.45%
5 JANE STREET GROUP, LLC 7,779 204,000 4.54%
6 GOLDMAN SACHS GROUP INC 165,000 4,201,000 93.50%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.