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FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF
FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 9 Institutional holders with a total value of $16,101,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 263,658 6,855,000 42.57%
2 Raymond James Financial Services Advisors, Inc. 231,042 6,007,000 37.31%
3 IFC Holdings Incorporated/FL 51,760 1,347,000 8.37%
4 JPMORGAN CHASE & CO 43,117 1,121,000 6.96%
5 Virtu KCG Holdings LLC 28,324 736,000 4.57%
6 WFG Advisors, LP 500 13,000 0.08%
7 Tower Research Capital LLC (TRC) 300 8,000 0.05%
8 IFP ADVISORS, INC 295 8,000 0.05%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 213 6,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.