| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 166,129 | 3,480,000 | 82.78% | ||
| 2 | HighTower Advisors, LLC | 9,977 | 213,000 | 5.07% | ||
| 3 | MORGAN STANLEY | 5,386 | 115,000 | 2.74% | ||
| 4 | WELLS FARGO & COMPANY/MN | 4,383 | 94,000 | 2.24% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 3,758 | 81,000 | 1.93% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 2,509 | 54,000 | 1.28% | ||
| 7 | ROYAL BANK OF CANADA | 2,249 | 48,000 | 1.14% | ||
| 8 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 32,000 | 0.76% | ||
| 9 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 600 | 13,000 | 0.31% | ||
| 10 | EDMOND DE ROTHSCHILD HOLDING S.A. | 600 | 13,000 | 0.31% | ||
| 11 | UBS Group AG | 576 | 12,000 | 0.29% | ||
| 12 | KELMAN-LAZAROV, INC. | 500 | 11,000 | 0.26% | ||
| 13 | GENEOS WEALTH MANAGEMENT INC. | 487 | 10,000 | 0.24% | ||
| 14 | CITIGROUP INC | 250 | 5,000 | 0.12% | ||
| 15 | Smithfield Trust Co | 250 | 5,000 | 0.12% | ||
| 16 | Corbenic Partners LLC | 180 | 4,000 | 0.10% | ||
| 17 | SIMPLEX TRADING, LLC | 200 | 4,000 | 0.10% | ||
| 18 | NEXT Financial Group, Inc | 150 | 3,000 | 0.07% | ||
| 19 | ASSET PLANNING SERVICES, LTD. | 150 | 3,000 | 0.07% | ||
| 20 | BANK OF MONTREAL /CAN/ | 75 | 2,000 | 0.05% | ||
| 21 | WFG Advisors, LP | 100 | 2,000 | 0.05% | ||
| 22 | Ironwood Financial, llc | 13 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
