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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 32 Institutional holders with a total value of $45,699,525.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ironwood Financial, llc 13 0 0.00%
2 Crosspoint Capital Strategies, LLC 97 2,000 0.00%
3 BANK OF MONTREAL /CAN/ 75 2,000 0.00%
4 WFG Advisors, LP 100 2,000 0.00%
5 NEXT Financial Group, Inc 150 3,000 0.01%
6 Corbenic Partners LLC 180 4,000 0.01%
7 ASSET PLANNING SERVICES, LTD. 150 4,000 0.01%
8 GENEOS WEALTH MANAGEMENT INC. 200 5,000 0.01%
9 CITIGROUP INC 250 6,000 0.01%
10 Smithfield Trust Co 250 6,000 0.01%
11 KELMAN-LAZAROV, INC. 500 12,525 0.03%
12 LBA Wealth Management, LLC 600 15,000 0.03%
13 EDMOND DE ROTHSCHILD HOLDING S.A. 600 15,000 0.03%
14 EDMOND DE ROTHSCHILD (SUISSE) S.A. 600 15,000 0.03%
15 Creative Planning 700 17,000 0.04%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,000 25,000 0.05%
17 SIMPLEX TRADING, LLC 1,687 42,000 0.09%
18 Compagnie Lombard Odier SCmA 2,300 57,000 0.12%
19 ADVISOR GROUP, INC. 2,608 64,000 0.14%
20 ROYAL BANK OF CANADA 2,624 66,000 0.14%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,599 90,000 0.20%
22 WELLS FARGO & COMPANY/MN 7,459 187,000 0.41%
23 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,000 250,000 0.55%
24 RAYMOND JAMES & ASSOCIATES 10,700 267,000 0.58%
25 BANK OF AMERICA CORP /DE/ 14,931 373,000 0.82%
26 UBS Group AG 35,669 891,000 1.95%
27 MORGAN STANLEY 37,855 946,000 2.07%
28 NIEMANN CAPITAL MANAGEMENT INC 48,660 1,216,000 2.66%
29 U S GLOBAL INVESTORS INC 60,000 1,499,000 3.28%
30 LPL Financial LLC 72,133 1,764,000 3.86%
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 754,367 18,859,000 41.27%
32 ENVESTNET ASSET MANAGEMENT INC 760,122 18,995,000 41.56%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.