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Guggenheim BulletShares 2023 H
Guggenheim BulletShares 2023 H. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 17 Institutional holders with a total value of $17,108,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 195 5,000 0.03%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,087 29,000 0.17%
3 UBS Group AG 1,146 30,000 0.18%
4 MORGAN STANLEY 1,581 42,000 0.25%
5 WELLS FARGO & COMPANY/MN 3,862 102,000 0.60%
6 LEICHT FINANCIAL PLANNING & WEALTH MANAGEMENT, INC. 10,898 290,000 1.70%
7 LPL Financial LLC 14,381 381,000 2.23%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,533 383,000 2.24%
9 ROYAL BANK OF CANADA 14,898 393,000 2.30%
10 JANE STREET GROUP, LLC 19,892 525,000 3.07%
11 Mirador Capital Partners LP 21,334 563,000 3.29%
12 CITADEL ADVISORS LLC 23,109 609,000 3.56%
13 Virtu KCG Holdings LLC 27,300 720,000 4.21%
14 FLOW TRADERS U.S. LLC 42,985 1,134,000 6.63%
15 BANK OF AMERICA CORP /DE/ 50,529 1,332,000 7.79%
16 WOLVERINE TRADING LP /BD 190,534 5,024,000 29.37%
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 210,331 5,546,000 32.42%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.