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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 7 Institutional holders with a total value of $30,448,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 3D ASSET MANAGEMENT, INC 618,475 16,850,000 55.34%
2 NORTHERN TRUST CORP 332,216 9,051,000 29.73%
3 OLD MISSION CAPITAL LLC 75,636 2,061,000 6.77%
4 Atria Investments, Inc 48,604 1,324,000 4.35%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,215 605,000 1.99%
6 CITADEL ADVISORS LLC 10,467 285,000 0.94%
7 Commonwealth Equity Services, Inc 9,982 272,000 0.89%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.