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WORKHORSE GROUP INC
WORKHORSE GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $10,680,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cannell & Co. 873,603 8,011,000 75.01%
2 PNC FINANCIAL SERVICES GROUP, INC. 106,662 978,000 9.16%
3 GEODE CAPITAL MANAGEMENT, LLC 41,865 383,000 3.59%
4 Cutter & CO Brokerage, Inc. 33,700 309,000 2.89%
5 GOLDMAN SACHS GROUP INC 32,624 299,000 2.80%
6 MILLENNIUM MANAGEMENT LLC 25,373 233,000 2.18%
7 NOMURA HOLDINGS INC 12,215 106,000 0.99%
8 DEUTSCHE BANK AG\ 8,580 78,000 0.73%
9 MORGAN STANLEY 7,744 71,000 0.66%
10 Evercore Wealth Management, LLC 4,806 44,000 0.41%
11 UBS Group AG 4,000 37,000 0.35%
12 WELLS FARGO & COMPANY/MN 3,200 30,000 0.28%
13 BlackRock Finance, Inc. 3,000 28,000 0.26%
14 BlackRock Fund Advisors 2,916 27,000 0.25%
15 Creative Planning 2,480 23,000 0.22%
16 Tower Research Capital LLC (TRC) 1,622 15,000 0.14%
17 PINKERTON WEALTH, LLC 580 5,000 0.05%
18 ADVANTAGE INVESTMENT MANAGEMENT, LLC 100 1,000 0.01%
19 BANK OF AMERICA CORP /DE/ 100 1,000 0.01%
20 AMERICAN INTERNATIONAL GROUP, INC. 100 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.