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RIVERNORTH OPPRTUNITIES FD I
RIVERNORTH OPPRTUNITIES FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 7 Institutional holders with a total value of $3,449,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BRYN MAWR CAPITAL MANAGEMENT, LLC 60,780 1,149,000 33.31%
2 WELLS FARGO & COMPANY/MN 59,655 1,127,000 32.68%
3 RAYMOND JAMES & ASSOCIATES 40,123 758,000 21.98%
4 UBS Group AG 14,364 271,000 7.86%
5 ROYAL BANK OF CANADA 5,994 113,000 3.28%
6 MORGAN STANLEY 1,400 26,000 0.75%
7 Tower Research Capital LLC (TRC) 240 5,000 0.14%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.