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RIVERNORTH OPPRTUNITIES FD I
RIVERNORTH OPPRTUNITIES FD I. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 8 Institutional holders with a total value of $6,486,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 207 4,000 0.06%
2 MORGAN STANLEY 1,000 20,000 0.31%
3 ADVISOR GROUP, INC. 2,183 43,000 0.66%
4 ROYAL BANK OF CANADA 6,373 125,000 1.93%
5 UBS Group AG 17,082 335,000 5.16%
6 BRYN MAWR CAPITAL MANAGEMENT, LLC 61,017 1,197,000 18.46%
7 RAYMOND JAMES & ASSOCIATES 61,718 1,211,000 18.67%
8 WELLS FARGO & COMPANY/MN 181,001 3,551,000 54.75%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.