| 1 |
TCI Wealth Advisors, Inc. |
3 |
0 |
0.00% |
|
|
| 2 |
ENTERPRISE FINANCIAL SERVICES CORP |
24 |
1,000 |
0.00% |
|
|
| 3 |
GENEOS WEALTH MANAGEMENT INC. |
35 |
1,000 |
0.00% |
|
|
| 4 |
VERSANT CAPITAL MANAGEMENT, INC |
37 |
1,000 |
0.00% |
|
|
| 5 |
QS Investors, LLC |
6 |
1,000 |
0.00% |
|
|
| 6 |
CUTLER GROUP LLC / CA |
2,000 |
2,000 |
0.00% |
Call |
|
| 7 |
Allworth Financial LP |
43 |
2,000 |
0.00% |
|
|
| 8 |
KRILOGY FINANCIAL LLC |
50 |
2,000 |
0.00% |
|
|
| 9 |
QUADRANT CAPITAL GROUP LLC |
90 |
2,000 |
0.00% |
|
|
| 10 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
48 |
2,000 |
0.00% |
|
|
| 11 |
HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. |
60 |
3,000 |
0.00% |
|
|
| 12 |
PROFICIO CAPITAL PARTNERS LLC |
57 |
3,000 |
0.00% |
|
|
| 13 |
JNBA Financial Advisors |
80 |
4,000 |
0.00% |
|
|
| 14 |
Winslow, Evans & Crocker, Inc. |
105 |
4,857 |
0.00% |
|
|
| 15 |
PENSERRA CAPITAL MANAGEMENT LLC |
125 |
5,000 |
0.00% |
|
|
| 16 |
Sandy Spring Bank |
122 |
6,000 |
0.00% |
|
|
| 17 |
CAPITAL GUARDIAN TRUST CO |
122 |
6,000 |
0.00% |
|
|
| 18 |
HOWE & RUSLING INC |
125 |
6,000 |
0.00% |
|
|
| 19 |
Vantage Investment Advisors, LLC |
120 |
6,000 |
0.00% |
|
|
| 20 |
Donald L. Hagan, LLC |
170 |
8,000 |
0.00% |
|
|
| 21 |
CWM, LLC |
200 |
9,000 |
0.00% |
|
|
| 22 |
Point72 Hong Kong Ltd |
200 |
9,000 |
0.00% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
12,800 |
9,000 |
0.00% |
Call |
|
| 24 |
Financial Architects, Inc |
280 |
13,000 |
0.00% |
|
|
| 25 |
D. SCOTT NEAL, INC. |
300 |
14,000 |
0.00% |
|
|
| 26 |
Formidable Asset Management, LLC |
300 |
15,000 |
0.00% |
|
|
| 27 |
Chicago Partners Investment Group LLC |
345 |
16,000 |
0.00% |
|
|
| 28 |
CUTLER GROUP LLC / CA |
16,200 |
16,000 |
0.00% |
Put |
|
| 29 |
WHITTIER TRUST CO OF NEVADA INC |
448 |
21,000 |
0.00% |
|
|
| 30 |
IFP ADVISORS, INC |
479 |
22,000 |
0.00% |
|
|
| 31 |
SARGENT BICKHAM LAGUDIS LLC |
500 |
23,000 |
0.00% |
|
|
| 32 |
FRED ALGER MANAGEMENT, LLC |
533 |
25,000 |
0.00% |
|
|
| 33 |
Shinko Asset Management Co., Ltd. |
588 |
27,000 |
0.00% |
|
|
| 34 |
D.A. DAVIDSON & CO. |
610 |
27,000 |
0.00% |
|
|
| 35 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
600 |
28,000 |
0.00% |
|
|
| 36 |
Global X Management CO LLC |
605 |
28,000 |
0.00% |
|
|
| 37 |
Mitsubishi UFJ Securities Holdings Co., Ltd. |
600 |
28,000 |
0.00% |
|
|
| 38 |
CKW FINANCIAL GROUP |
700 |
32,000 |
0.00% |
|
|
| 39 |
NEXT Financial Group, Inc |
721 |
33,000 |
0.00% |
|
|
| 40 |
First Personal Financial Services |
742 |
34,000 |
0.00% |
|
|
| 41 |
ETF MANAGERS GROUP, LLC |
543 |
34,000 |
0.00% |
|
|
| 42 |
WFG Advisors, LP |
774 |
36,000 |
0.00% |
|
|
| 43 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
800 |
37,000 |
0.00% |
|
|
| 44 |
WHITTIER TRUST CO |
804 |
37,000 |
0.00% |
|
|
| 45 |
Tradewinds Capital Management, LLC |
800 |
37,000 |
0.00% |
|
|
| 46 |
DENALI ADVISORS LLC |
1,100 |
51,000 |
0.00% |
|
|
| 47 |
OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD |
1,100 |
51,000 |
0.00% |
|
|
| 48 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
1,100 |
51,000 |
0.00% |
|
|
| 49 |
ROYAL LONDON ASSET MANAGEMENT LTD |
2,413,830 |
52,000 |
0.00% |
|
|
| 50 |
WELLS FARGO & COMPANY/MN |
11,300 |
53,000 |
0.00% |
Put |
|
