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DOW CHEM CO
DOW CHEM CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,228 Institutional holders with a total value of $41,045,848,318.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cranbrook Wealth Management, LLC 9 0 0.00%
2 NEWFOUND RESEARCH LLC 1 0 0.00%
3 DEUTSCHE BANK AG\ 1 0 0.00% Put
4 Commonwealth Financial Services, LLC 13 1,000 0.00%
5 Cupps Capital Management, LLC 31 1,000 0.00%
6 Lowe Wealth Advisors, LLC 15 1,000 0.00%
7 Tradewinds Capital Management, LLC 25 1,000 0.00%
8 WESPAC ADVISORS SOCAL, LLC 33 1,710 0.00%
9 HORAN SECURITIES, INC. 38 2,000 0.00%
10 QCI ASSET MANAGEMENT INC/NY 35 2,000 0.00%
11 Allworth Financial LP 66 3,000 0.00%
12 WealthTrust-Arizona, LLC 51 3,000 0.00%
13 Winch Advisory Services, LLC 105 5,000 0.00%
14 HERNDON CAPITAL MANAGEMENT LLC 103 5,000 0.00%
15 D. SCOTT NEAL, INC. 107 6,000 0.00%
16 CKW FINANCIAL GROUP 117 6,000 0.00%
17 Liberty Capital Management, Inc. 140 7,000 0.00%
18 EDMOND DE ROTHSCHILD PRIVATE MERCHANT BANKING LLP 152 8,000 0.00%
19 Financial Management Professionals, Inc. 174 9,000 0.00%
20 Barnett & Company, Inc. 175 9,000 0.00%
21 COUNTRY TRUST BANK 200 10,000 0.00%
22 Private Ocean, LLC 200 10,000 0.00%
23 BALENTINE LLC 195 10,000 0.00%
24 HEFTY WEALTH PARTNERS 233 12,000 0.00%
25 Tortoise Investment Management, LLC 222 12,000 0.00%
26 Oakworth Capital, Inc. 235 12,000 0.00%
27 DELPHI PRIVATE ADVISORS LLC 258 13,000 0.00%
28 Archford Capital Strategies, LLC 289 14,000 0.00%
29 RAYMOND JAMES & ASSOCIATES 23,900 15,000 0.00% Call
30 PROFICIO CAPITAL PARTNERS LLC 284 15,000 0.00%
31 America First Investment Advisors, LLC 287 15,000 0.00%
32 INTEGRATED WEALTH COUNSEL, LLC 283 15,000 0.00%
33 Capital Advisors, Ltd. LLC 290 15,000 0.00%
34 Live Your Vision, LLC 307 16,000 0.00%
35 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 300 16,000 0.00%
36 Klingman & Associates, LLC 315 16,000 0.00%
37 JACKSON, GRANT INVESTMENT ADVISERS, INC. 356 18,000 0.00%
38 Winfield Associates, Inc. 370 19,000 0.00%
39 Timber Creek Capital Management LLC 367 19,000 0.00%
40 Elite Wealth Management, Inc. 374 19,000 0.00%
41 NewSquare Capital LLC 393 20,000 0.00%
42 Avior Wealth Management, LLC 390 20,000 0.00%
43 Stanford Investment Group, Inc. 400 21,000 0.00%
44 Franklin, Parlapiano, Turner & Welch, LLC 400 21,000 0.00%
45 TRUST CO 400 21,000 0.00%
46 WOODMONT INVESTMENT COUNSEL LLC 450 23,000 0.00%
47 PATHSTONE FAMILY OFFICE, LLC 462 24,000 0.00%
48 REGAL WEALTH GROUP, INC. 481 25,000 0.00%
49 Cypress Capital Management LLC (WY) 500 25,915 0.00%
50 PRELUDE CAPITAL MANAGEMENT, LLC 506 26,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.