| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | UBS AG | 300 | 5,000 | 0.00% | Put | |
| 102 | UBS AG | 300 | 5,000 | 0.00% | Call | |
| 103 | PNC FINANCIAL SERVICES GROUP, INC. | 346 | 5,000 | 0.00% | ||
| 104 | THOMPSON DAVIS & CO., INC. | 250 | 4,000 | 0.00% | ||
| 105 | NEXT Financial Group, Inc | 171 | 3,000 | 0.00% | ||
| 106 | PRIVATE TRUST CO NA | 157 | 3,000 | 0.00% | ||
| 107 | Ledyard National Bank | 152 | 3,000 | 0.00% | ||
| 108 | One Capital Management, LLC | 106 | 2,000 | 0.00% | ||
| 109 | FIRST NEW YORK SECURITIES LLC /NY | 3 | 50 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.