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POWERSHARES KBW REGIONAL BANKING PORTFOLIO
POWERSHARES KBW REGIONAL BANKING PORTFOLIO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $93,984,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 1,059,387 46,168,000 49.12%
2 RAYMOND JAMES & ASSOCIATES 260,421 11,349,000 12.08%
3 BROWN ADVISORY INC 246,980 10,763,000 11.45%
4 BANK OF AMERICA CORP /DE/ 149,317 6,507,000 6.92%
5 AMERIPRISE FINANCIAL INC 130,157 5,672,000 6.04%
6 BB&T SECURITIES, LLC 66,469 2,896,000 3.08%
7 ROYAL BANK OF CANADA 49,516 2,157,000 2.30%
8 Commonwealth Equity Services, Inc 39,935 1,740,000 1.85%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,443 1,370,000 1.46%
10 ENVESTNET ASSET MANAGEMENT INC 26,437 1,152,000 1.23%
11 MORGAN STANLEY 24,684 1,075,000 1.14%
12 LPL Financial LLC 17,297 751,000 0.80%
13 UBS Group AG 13,334 581,000 0.62%
14 SYNOVUS FINANCIAL CORP 12,277 537,000 0.57%
15 SG Americas Securities, LLC 9,100 397,000 0.42%
16 Diligent Investors, LLC 5,270 230,000 0.24%
17 Bank of New York Mellon Corp 5,001 218,000 0.23%
18 WELLS FARGO & COMPANY/MN 2,069 91,000 0.10%
19 JPMORGAN CHASE & CO 1,703 74,000 0.08%
20 MSI Financial Services Inc 1,443 63,000 0.07%
21 CITIGROUP INC 1,000 44,000 0.05%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 935 41,000 0.04%
23 ADVISOR GROUP, INC. 935 40,000 0.04%
24 PNC FINANCIAL SERVICES GROUP, INC. 733 32,000 0.03%
25 Hudock, Inc. 249 10,000 0.01%
26 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 240 10,000 0.01%
27 First Horizon Advisors, Inc. 213 9,000 0.01%
28 IFP ADVISORS, INC 150 7,000 0.01%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.