| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FMR LLC | 3,209,362 | 31,355,000 | 58.39% | ||
| 2 | HENNESSY ADVISORS INC | 364,000 | 3,556,000 | 6.62% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 337,600 | 3,298,000 | 6.14% | Put | |
| 4 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 192,911 | 1,885,000 | 3.51% | ||
| 5 | ENVESTNET ASSET MANAGEMENT INC | 191,387 | 1,870,000 | 3.48% | ||
| 6 | LPL Financial LLC | 167,058 | 1,423,000 | 2.65% | ||
| 7 | Boston Partners | 134,295 | 1,312,000 | 2.44% | ||
| 8 | GOLDMAN SACHS GROUP INC | 132,046 | 1,290,000 | 2.40% | ||
| 9 | D. E. Shaw & Co., Inc. | 124,564 | 1,217,000 | 2.27% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 114,200 | 1,116,000 | 2.08% | Call | |
| 11 | Raging Capital Management, LLC | 100,000 | 977,000 | 1.82% | ||
| 12 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 93,772 | 916,000 | 1.71% | ||
| 13 | Virtu KCG Holdings LLC | 92,455 | 903,000 | 1.68% | ||
| 14 | DEUTSCHE BANK AG\ | 53,890 | 526,000 | 0.98% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,114 | 353,000 | 0.66% | ||
| 16 | NWAM LLC | 31,850 | 311,000 | 0.58% | ||
| 17 | Dynamic Technology Lab Private Ltd | 22,898 | 223,000 | 0.42% | ||
| 18 | MORGAN STANLEY | 18,662 | 182,000 | 0.34% | ||
| 19 | WELLS FARGO & COMPANY/MN | 18,483 | 181,000 | 0.34% | ||
| 20 | GROUP ONE TRADING LLC | 17,814 | 174,000 | 0.32% | ||
| 21 | SIMPLEX TRADING, LLC | 12,461 | 121,000 | 0.23% | ||
| 22 | Jefferies Group LLC | 11,377 | 111,000 | 0.21% | ||
| 23 | Invesco Ltd. | 10,684 | 104,000 | 0.19% | ||
| 24 | IndexIQ Advisors LLC | 5,559 | 54,000 | 0.10% | ||
| 25 | ROYAL BANK OF CANADA | 4,995 | 48,000 | 0.09% | ||
| 26 | CUTLER GROUP LLC / CA | 4,637 | 45,000 | 0.08% | ||
| 27 | D'Orazio & Associates, Inc. | 3,000 | 29,000 | 0.05% | ||
| 28 | HUNTINGTON NATIONAL BANK | 3,167 | 28,000 | 0.05% | ||
| 29 | BRONFMAN E.L. ROTHSCHILD, L.P. | 2,500 | 24,000 | 0.04% | ||
| 30 | GOLDMAN SACHS GROUP INC | 2,000 | 20,000 | 0.04% | Call | |
| 31 | GOLDMAN SACHS GROUP INC | 1,900 | 19,000 | 0.04% | Put | |
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 10,000 | 0.02% | ||
| 33 | CUTLER GROUP LLC / CA | 8,000 | 7,000 | 0.01% | Put | |
| 34 | Tower Research Capital LLC (TRC) | 553 | 5,000 | 0.01% | ||
| 35 | UBS Group AG | 318 | 3,000 | 0.01% | ||
| 36 | Creative Planning | 200 | 2,000 | 0.00% | ||
| 37 | CUTLER GROUP LLC / CA | 900 | 1,000 | 0.00% | Call | |
| 38 | BARCLAYS PLC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
