| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TENOR CAPITAL MANAGEMENT Co., L.P. | 9,291,000 | 9,812,000 | 24.73% | PRN | |
| 2 | BIRCH GROVE CAPITAL LP | 7,424,000 | 7,748,000 | 19.53% | PRN | |
| 3 | Bruce & Co., Inc. | 5,500,000 | 5,500,000 | 13.86% | PRN | |
| 4 | FMR LLC | 5,100,000 | 5,247,000 | 13.22% | PRN | |
| 5 | JPMORGAN CHASE & CO | 4,365,000 | 4,605,000 | 11.60% | PRN | |
| 6 | CSS LLC/IL | 3,305,000 | 3,445,000 | 8.68% | PRN | |
| 7 | SONORA INVESTMENT MANAGEMENT, LLC | 1,430,000 | 1,495,566 | 3.77% | ||
| 8 | IRON Financial LLC | 1,025,000 | 1,066,000 | 2.69% | ||
| 9 | Allianz Asset Management GmbH | 700,000 | 728,000 | 1.83% | PRN | |
| 10 | MORGAN STANLEY | 26,000 | 27,000 | 0.07% | PRN | |
| 11 | ROYAL BANK OF CANADA | 4,000 | 4,000 | 0.01% | PRN | |
| 12 | BANK OF AMERICA CORP /DE/ | 3,000 | 3,000 | 0.01% | PRN | |
| 13 | North Star Investment Management Corp. | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
