| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Alpha Cubed Investments, LLC | 30,862 | 380,000 | 28.99% | ||
| 2 | Freedom Investment Management, Inc. | 28,055 | 345,000 | 26.32% | ||
| 3 | MORGAN STANLEY | 8,307 | 101,000 | 7.70% | ||
| 4 | WELLS FARGO & COMPANY/MN | 7,500 | 92,000 | 7.02% | ||
| 5 | MSI Financial Services Inc | 7,318 | 90,000 | 6.86% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 6,732 | 83,000 | 6.33% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,236 | 40,000 | 3.05% | ||
| 8 | UBS Group AG | 3,114 | 38,000 | 2.90% | ||
| 9 | Creative Planning | 3,032 | 37,000 | 2.82% | ||
| 10 | IFP ADVISORS, INC | 2,532 | 31,000 | 2.36% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 2,472 | 30,000 | 2.29% | ||
| 12 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,924 | 24,000 | 1.83% | ||
| 13 | CWM, LLC | 500 | 6,000 | 0.46% | ||
| 14 | GENEOS WEALTH MANAGEMENT INC. | 480 | 5,000 | 0.38% | ||
| 15 | BANK OF MONTREAL /CAN/ | 300 | 4,000 | 0.31% | ||
| 16 | America First Investment Advisors, LLC | 196 | 2,000 | 0.15% | ||
| 17 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.08% | ||
| 18 | M&R CAPITAL MANAGEMENT INC | 120 | 1,000 | 0.08% | ||
| 19 | ROYAL BANK OF CANADA | 90 | 1,000 | 0.08% | ||
| 20 | ASSETMARK, INC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
