| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | THOMPSON DAVIS & CO., INC. | 4,100 | 4,000 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 3 | GOOD LIFE ADVISORS, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 4 | BANK OF AMERICA CORP /DE/ | 11,000 | 11,000 | 0.01% | PRN | |
| 5 | ADVISOR GROUP, INC. | 13 | 13,000 | 0.01% | PRN | |
| 6 | STIFEL FINANCIAL CORP | 25,094 | 25,000 | 0.02% | PRN | |
| 7 | Calamos Advisors LLC | 27,000 | 27,000 | 0.02% | PRN | |
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,000 | 42,000 | 0.03% | ||
| 9 | HBK Sorce Advisory LLC | 50,000 | 50,000 | 0.04% | ||
| 10 | Jefferies Group LLC | 60,000 | 61,000 | 0.05% | PRN | |
| 11 | MORGAN STANLEY | 71,000 | 71,000 | 0.06% | PRN | |
| 12 | Lombard Odier Asset Management (Switzerland) SA | 150,000 | 151,000 | 0.13% | PRN | |
| 13 | BNP Paribas Asset Management Holding S.A. | 400,000 | 407,000 | 0.34% | PRN | |
| 14 | Lombard Odier Asset Management (Europe) Ltd | 560,000 | 564,000 | 0.47% | PRN | |
| 15 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 680,000 | 683,000 | 0.57% | ||
| 16 | CREDIT SUISSE AG/ | 716,000 | 719,000 | 0.60% | PRN | |
| 17 | CITIGROUP INC | 752,000 | 755,000 | 0.63% | PRN | |
| 18 | GOLDMAN SACHS GROUP INC | 1,000,000 | 1,004,000 | 0.83% | PRN | |
| 19 | JPMORGAN CHASE & CO | 1,083,000 | 1,091,000 | 0.91% | PRN | |
| 20 | Compagnie Lombard Odier SCmA | 1,120,000 | 1,144,000 | 0.95% | PRN | |
| 21 | KEYBANK NATIONAL ASSOCIATION/OH | 1,360,000 | 1,365,000 | 1.13% | ||
| 22 | Bank of New York Mellon Corp | 1,550,000 | 1,561,000 | 1.30% | ||
| 23 | SSI INVESTMENT MANAGEMENT LLC | 1,787,000 | 1,794,000 | 1.49% | PRN | |
| 24 | LAFFER TENGLER INVESTMENTS, INC. | 2,742 | 2,843,888 | 2.36% | ||
| 25 | LORD, ABBETT & CO. LLC | 3,164,000 | 3,184,000 | 2.64% | PRN | |
| 26 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,513,000 | 2.92% | ||
| 27 | Ferox Capital Management LP | 4,388,000 | 4,412,000 | 3.66% | PRN | |
| 28 | BARCLAYS PLC | 4,534,000 | 4,551,000 | 3.78% | PRN | |
| 29 | Invesco Ltd. | 5,000,000 | 5,019,000 | 4.17% | PRN | |
| 30 | OAKTREE CAPITAL MANAGEMENT LP | 9,423,000 | 9,502,000 | 7.89% | PRN | |
| 31 | RIVERHEAD CAPITAL MANAGEMENT LLC | 12,000,000 | 12,071,000 | 10.02% | ||
| 32 | Radcliffe Capital Management, L.P. | 12,432,000 | 12,510,000 | 10.39% | PRN | |
| 33 | STEELHEAD PARTNERS LLC | 25,221,000 | 25,347,000 | 21.05% | PRN | |
| 34 | VICTORY CAPITAL MANAGEMENT INC | 25,827,135 | 25,924,000 | 21.52% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
