| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 25,515,000 | 25,866,000 | 21.24% | PRN | |
| 2 | VICTORY CAPITAL MANAGEMENT INC | 23,264,740 | 23,526,000 | 19.32% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 14,622,000 | 14,838,000 | 12.19% | PRN | |
| 4 | RIVERHEAD CAPITAL MANAGEMENT LLC | 12,000,000 | 12,141,000 | 9.97% | ||
| 5 | Ferox Capital Management LP | 5,388,000 | 5,458,000 | 4.48% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 5,045,000 | 5,130,000 | 4.21% | PRN | |
| 7 | Invesco Ltd. | 5,000,000 | 5,056,000 | 4.15% | PRN | |
| 8 | BARCLAYS PLC | 4,889,000 | 4,944,000 | 4.06% | PRN | |
| 9 | GOLDMAN SACHS GROUP INC | 3,826,000 | 3,869,000 | 3.18% | PRN | |
| 10 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,548,000 | 2.91% | ||
| 11 | LORD, ABBETT & CO. LLC | 3,421,000 | 3,468,000 | 2.85% | PRN | |
| 12 | LAFFER TENGLER INVESTMENTS, INC. | 2,582 | 2,631,451 | 2.16% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 2,348,000 | 2,374,000 | 1.95% | PRN | |
| 14 | SSI INVESTMENT MANAGEMENT LLC | 1,795,000 | 1,816,000 | 1.49% | PRN | |
| 15 | Bank of New York Mellon Corp | 1,550,000 | 1,569,000 | 1.29% | ||
| 16 | Compagnie Lombard Odier SCmA | 1,120,000 | 1,138,000 | 0.93% | PRN | |
| 17 | KEYBANK NATIONAL ASSOCIATION/OH | 1,089,000 | 1,101,000 | 0.90% | ||
| 18 | CITIGROUP INC | 752,000 | 760,000 | 0.62% | PRN | |
| 19 | JPMORGAN CHASE & CO | 732,000 | 741,000 | 0.61% | PRN | |
| 20 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 680,000 | 688,000 | 0.57% | ||
| 21 | Lombard Odier Asset Management (Europe) Ltd | 560,000 | 568,000 | 0.47% | PRN | |
| 22 | Lombard Odier Asset Management (Switzerland) SA | 150,000 | 152,000 | 0.12% | PRN | |
| 23 | Jefferies Group LLC | 140,000 | 143,000 | 0.12% | PRN | |
| 24 | HBK Sorce Advisory LLC | 50,000 | 51,000 | 0.04% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,000 | 42,000 | 0.03% | ||
| 26 | MORGAN STANLEY | 37,000 | 37,000 | 0.03% | PRN | |
| 27 | STIFEL FINANCIAL CORP | 30,337 | 30,000 | 0.02% | PRN | |
| 28 | Calamos Advisors LLC | 27,000 | 27,000 | 0.02% | PRN | |
| 29 | Windsor Capital Management, LLC | 25,000 | 25,000 | 0.02% | ||
| 30 | ADVISOR GROUP, INC. | 13 | 13,000 | 0.01% | PRN | |
| 31 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 32 | THOMPSON DAVIS & CO., INC. | 4,000 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
