| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 55,000 | 54,000 | 0.04% | PRN | |
| 2 | Fernwood Investment Management, LLC | 90,000 | 89,000 | 0.07% | ||
| 3 | WELLS FARGO & COMPANY/MN | 99,000 | 98,000 | 0.08% | PRN | |
| 4 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 500,000 | 495,000 | 0.39% | PRN | |
| 5 | TENOR CAPITAL MANAGEMENT Co., L.P. | 815,000 | 805,000 | 0.63% | PRN | |
| 6 | Mohican Financial Management, LLC | 2,220,000 | 2,188,000 | 1.70% | ||
| 7 | BVF INC/IL | 2,500,000 | 2,477,000 | 1.93% | PRN | |
| 8 | BAKER BROS. ADVISORS LP | 3,000,000 | 2,921,000 | 2.27% | PRN | |
| 9 | Telemetry Investments, L.L.C. | 3,000,000 | 2,957,000 | 2.30% | PRN | |
| 10 | QVT Financial LP | 3,000,000 | 2,977,000 | 2.32% | PRN | |
| 11 | Redmile Group, LLC | 4,000,000 | 3,942,000 | 3.07% | PRN | |
| 12 | CITADEL ADVISORS LLC | 4,500,000 | 4,412,000 | 3.43% | PRN | |
| 13 | MACKAY SHIELDS LLC | 4,871,000 | 4,825,000 | 3.75% | PRN | |
| 14 | LORD, ABBETT & CO. LLC | 5,490,000 | 5,439,000 | 4.23% | PRN | |
| 15 | CSS LLC/IL | 5,705,000 | 5,598,000 | 4.36% | PRN | |
| 16 | ADVENT CAPITAL MANAGEMENT /DE/ | 10,493,000 | 10,288,000 | 8.00% | PRN | |
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 13,250,000 | 12,891,000 | 10.03% | PRN | |
| 18 | EcoR1 Capital, LLC | 22,534,000 | 22,210,000 | 17.28% | PRN | |
| 19 | DEERFIELD MANAGEMENT COMPANY, L.P. | 45,000,000 | 43,864,000 | 34.13% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
