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COWEN INC CL A NEW
COWEN INC CL A NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 113 Institutional holders with a total value of $371,803,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 48 0 0.00%
2 QUADRANT CAPITAL GROUP LLC 83 1,000 0.00%
3 CUTLER GROUP LLC / CA 1,000 1,000 0.00% Call
4 US BANCORP \DE\ 194 3,000 0.00%
5 Quantbot Technologies LP 268 4,000 0.00%
6 REILLY FINANCIAL ADVISORS, LLC 263 4,000 0.00%
7 Zurcher Kantonalbank (Zurich Cantonalbank) 327 5,000 0.00%
8 SPHINX TRADING, LP 374 6,000 0.00%
9 Creative Planning 749 12,000 0.00%
10 BANK OF MONTREAL /CAN/ 947 14,000 0.00%
11 NISA INVESTMENT ADVISORS, LLC 1,250 19,000 0.01%
12 CANADA LIFE ASSURANCE Co 2,120 33,000 0.01%
13 CUTLER GROUP LLC / CA 2,294 35,000 0.01%
14 ACADIAN ASSET MANAGEMENT LLC 2,354 36,000 0.01%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,600 41,000 0.01%
16 ROYAL BANK OF CANADA 3,785 59,000 0.02%
17 SG3 MANAGEMENT, LLC 5,000 78,000 0.02% Call
18 PEAK6 Group LLC 5,100 79,000 0.02% Put
19 GLENMEDE TRUST CO NA 5,665 87,000 0.02%
20 SIMPLEX TRADING, LLC 5,738 88,000 0.02%
21 Legal & General Group Plc 7,097 110,000 0.03%
22 BlackRock Finance, Inc. 7,120 111,000 0.03%
23 RUSSELL INVESTMENTS GROUP, LTD. 9,217 143,000 0.04%
24 Airain ltd 10,057 156,000 0.04%
25 Aperio Group, LLC 10,370 161,000 0.04%
26 WOLVERINE TRADING LP /BD 10,400 161,000 0.04% Call
27 VOYA INVESTMENT MANAGEMENT LLC 11,529 179,000 0.05%
28 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 11,776 183,000 0.05%
29 LSV ASSET MANAGEMENT 12,124 187,000 0.05%
30 BANK OF AMERICA CORP /DE/ 12,825 198,000 0.05%
31 A.R.T. Advisors, LLC 12,966 200,000 0.05%
32 LEVIN CAPITAL STRATEGIES, L.P. 14,000 217,000 0.06%
33 BLACKROCK ADVISORS LLC 14,094 218,000 0.06%
34 AMERICAN INTERNATIONAL GROUP, INC. 14,689 228,000 0.06%
35 BARCLAYS PLC 14,888 231,000 0.06%
36 SG3 MANAGEMENT, LLC 15,000 233,000 0.06%
37 UBS Group AG 15,244 237,000 0.06%
38 BlackRock Group LTD 16,335 253,000 0.07%
39 BLAIR WILLIAM & CO/IL 16,809 261,000 0.07%
40 CITADEL ADVISORS LLC 17,247 267,000 0.07%
41 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 17,723 275,000 0.07%
42 MENTA CAPITAL LLC 17,859 277,000 0.07%
43 AQR CAPITAL MANAGEMENT LLC 18,264 283,000 0.08%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 18,417 286,000 0.08%
45 METROPOLITAN LIFE INSURANCE CO/NY 19,075 296,000 0.08%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,175 297,000 0.08%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,800 322,000 0.09% Call
48 GOLDMAN SACHS GROUP INC 20,897 324,000 0.09%
49 CONNING INC. 20,881 324,000 0.09%
50 ALLIANCEBERNSTEIN L.P. 22,108 343,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.