| 1 |
MAPLE ROCK CAPITAL PARTNERS, INC. |
163,500 |
1,226,000 |
22.11% |
|
|
| 2 |
UBS Group AG |
126,978 |
952,000 |
17.17% |
|
|
| 3 |
SANDERS MORRIS HARRIS INC/FA |
103,170 |
774,000 |
13.96% |
|
|
| 4 |
Arrow Investment Advisors, LLC |
50,753 |
381,000 |
6.87% |
|
|
| 5 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
33,340 |
250,000 |
4.51% |
|
|
| 6 |
UNITED BANK, INC. |
32,172 |
241,000 |
4.35% |
|
PRN |
| 7 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
31,400 |
236,000 |
4.26% |
Call |
|
| 8 |
GSA CAPITAL PARTNERS LLP |
25,490 |
191,000 |
3.44% |
|
|
| 9 |
KAYNE ANDERSON CAPITAL ADVISORS LP |
20,481 |
183,000 |
3.30% |
|
|
| 10 |
Virtu KCG Holdings LLC |
15,973 |
120,000 |
2.16% |
|
|
| 11 |
MORGAN STANLEY |
15,179 |
114,000 |
2.06% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
14,774 |
111,000 |
2.00% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13,000 |
98,000 |
1.77% |
Put |
|
| 14 |
GUGGENHEIM CAPITAL LLC |
12,582 |
95,000 |
1.71% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
10,635 |
80,000 |
1.44% |
|
|
| 16 |
New Century Advisors, LLC |
7,565 |
55,000 |
0.99% |
|
|
| 17 |
Spot Trading L.L.C |
7,200 |
54,000 |
0.97% |
Call |
|
| 18 |
Spot Trading L.L.C |
7,000 |
53,000 |
0.96% |
Put |
|
| 19 |
DEUTSCHE BANK AG\ |
6,736 |
50,000 |
0.90% |
|
|
| 20 |
US BANCORP \DE\ |
5,650 |
42,000 |
0.76% |
|
|
| 21 |
JPMORGAN CHASE & CO |
4,067 |
31,000 |
0.56% |
|
|
| 22 |
FIRST MANHATTAN CO. LLC. |
4,000 |
30,000 |
0.54% |
|
|
| 23 |
Chicago Partners Investment Group LLC |
3,753 |
28,000 |
0.50% |
|
|
| 24 |
ENVESTNET ASSET MANAGEMENT INC |
2,600 |
20,000 |
0.36% |
|
|
| 25 |
Global X Management CO LLC |
2,407 |
18,000 |
0.32% |
|
|
| 26 |
GENEOS WEALTH MANAGEMENT INC. |
2,053 |
16,000 |
0.29% |
|
|
| 27 |
Spot Trading L.L.C |
1,452 |
11,000 |
0.20% |
|
|
| 28 |
IFP ADVISORS, INC |
1,326 |
10,000 |
0.18% |
|
|
| 29 |
WOODMONT INVESTMENT COUNSEL LLC |
1,200 |
9,000 |
0.16% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,250 |
9,000 |
0.16% |
|
|
| 31 |
Creative Planning |
1,039 |
8,000 |
0.14% |
|
|
| 32 |
WELLS FARGO & COMPANY/MN |
1,118 |
8,000 |
0.14% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
1,121 |
8,000 |
0.14% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
960 |
7,000 |
0.13% |
|
|
| 35 |
Barnett & Company, Inc. |
800 |
6,000 |
0.11% |
|
|
| 36 |
CUTLER GROUP LLC / CA |
1,600 |
6,000 |
0.11% |
Put |
|
| 37 |
ROYAL BANK OF CANADA |
486 |
3,000 |
0.05% |
|
|
| 38 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
312 |
2,000 |
0.04% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
300 |
2,000 |
0.04% |
|
|
| 40 |
BANK OF MONTREAL /CAN/ |
160 |
2,000 |
0.04% |
|
|
| 41 |
SRH ADVISORS, LLC |
300 |
2,000 |
0.04% |
|
|
| 42 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
215 |
2,000 |
0.04% |
|
|
| 43 |
ZIONS BANCORPORATION |
120 |
1,000 |
0.02% |
|
|
| 44 |
MSI Financial Services Inc |
68 |
1,000 |
0.02% |
|
|
| 45 |
BlackRock Investment Management, LLC |
30 |
0 |
0.00% |
|
|
| 46 |
NEXT Financial Group, Inc |
21 |
0 |
0.00% |
|
|
| 47 |
FIFTH THIRD BANCORP |
5 |
0 |
0.00% |
|
|
| 48 |
INTEGRATED WEALTH MANAGEMENT |
54 |
0 |
0.00% |
|
|
| 49 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
44 |
0 |
0.00% |
|
|
| 50 |
FIRST PREMIER BANK |
50 |
0 |
0.00% |
|
|
