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Sunworks Inc
Sunworks Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 27 Institutional holders with a total value of $3,038,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 377,958 1,047,000 34.46%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 172,100 477,000 15.70% Call
3 SYMMETRY PEAK MANAGEMENT LLC 149,963 415,000 13.66%
4 NORTHERN TRUST CORP 73,525 203,000 6.68%
5 GEODE CAPITAL MANAGEMENT, LLC 69,859 193,000 6.35%
6 Pekin Hardy Strauss, Inc. 53,720 149,000 4.90%
7 BlackRock Institutional Trust Company, N.A. 48,562 135,000 4.44%
8 BlackRock Fund Advisors 45,848 127,000 4.18%
9 A.R.T. Advisors, LLC 21,216 58,000 1.91%
10 Bank of New York Mellon Corp 18,414 51,000 1.68%
11 CITADEL ADVISORS LLC 16,011 44,000 1.45%
12 GOLDMAN SACHS GROUP INC 12,502 35,000 1.15%
13 MILLENNIUM MANAGEMENT LLC 10,638 29,000 0.95%
14 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,439 15,000 0.49%
15 BARCLAYS PLC 7,400 15,000 0.49%
16 BLACKROCK ADVISORS LLC 4,851 13,000 0.43%
17 BlackRock Investment Management, LLC 2,916 8,000 0.26%
18 Walleye Trading LLC 2,500 7,000 0.23%
19 WELLS FARGO & COMPANY/MN 2,164 6,000 0.20%
20 UBS Group AG 2,301 6,000 0.20%
21 Tower Research Capital LLC (TRC) 792 2,000 0.07%
22 CUTLER GROUP LLC / CA 400 1,000 0.03%
23 ROYAL BANK OF CANADA 300 1,000 0.03%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 385 1,000 0.03%
25 CUTLER GROUP LLC / CA 1,100 0 0.00% Call
26 MORGAN STANLEY 214 0 0.00%
27 BANK OF AMERICA CORP /DE/ 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.