| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | K2 PRINCIPAL FUND, L.P. | 535,581 | 632,000 | 15.67% | ||
| 2 | AQR ARBITRAGE LLC | 500,000 | 590,000 | 14.63% | ||
| 3 | Polar Asset Management Partners Inc. | 495,425 | 577,000 | 14.31% | ||
| 4 | Castle Creek Arbitrage, LLC | 399,000 | 465,000 | 11.53% | ||
| 5 | FONDREN MANAGEMENT LP | 359,400 | 424,000 | 10.51% | ||
| 6 | GeoSphere Capital Management, LLC | 223,500 | 264,000 | 6.55% | Call | |
| 7 | PRELUDE CAPITAL MANAGEMENT, LLC | 189,975 | 224,000 | 5.55% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 185,800 | 219,000 | 5.43% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 163,706 | 193,000 | 4.79% | ||
| 10 | Penn Capital Management Company, LLC | 158,203 | 187,000 | 4.64% | PRN | |
| 11 | D. E. Shaw & Co., Inc. | 150,100 | 177,000 | 4.39% | ||
| 12 | DEUTSCHE BANK AG\ | 42,544 | 50,000 | 1.24% | Call | |
| 13 | Virtu KCG Holdings LLC | 18,786 | 22,000 | 0.55% | ||
| 14 | BASSO CAPITAL MANAGEMENT, L.P. | 7,450 | 9,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
