| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Beaumont Financial Partners, LLC | 158,935 | 3,907,000 | 68.96% | ||
| 2 | JANE STREET GROUP, LLC | 36,200 | 890,000 | 15.71% | ||
| 3 | Virtu KCG Holdings LLC | 25,030 | 615,000 | 10.85% | ||
| 4 | NEXT Financial Group, Inc | 7,173 | 176,000 | 3.11% | ||
| 5 | UBS Group AG | 1,633 | 40,000 | 0.71% | ||
| 6 | ADVISOR GROUP, INC. | 1,200 | 29,000 | 0.51% | ||
| 7 | ROYAL BANK OF CANADA | 200 | 5,000 | 0.09% | ||
| 8 | Creative Planning | 100 | 2,000 | 0.04% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100 | 2,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
