| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Polar Asset Management Partners Inc. | 400,000 | 4,200,000 | 32.88% | ||
| 2 | Castle Creek Arbitrage, LLC | 399,000 | 4,190,000 | 32.80% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 2,100,000 | 16.44% | ||
| 4 | DRIEHAUS CAPITAL MANAGEMENT LLC | 186,755 | 1,968,000 | 15.41% | ||
| 5 | BASSO CAPITAL MANAGEMENT, L.P. | 15,000 | 155,000 | 1.21% | ||
| 6 | Geduld E E | 10,000 | 105,000 | 0.82% | ||
| 7 | MORGAN STANLEY | 5,004 | 53,000 | 0.41% | ||
| 8 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
