| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 792,263 | 68,150,000 | 14.65% | ||
| 2 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 526,800 | 45,315,000 | 9.74% | Put | |
| 3 | CITIGROUP INC | 409,960 | 35,265,000 | 7.58% | ||
| 4 | GOLDMAN SACHS GROUP INC | 396,227 | 34,083,000 | 7.33% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 364,800 | 31,380,000 | 6.75% | Call | |
| 6 | MORGAN STANLEY | 358,584 | 30,845,000 | 6.63% | ||
| 7 | Ionic Capital Management LLC | 353,200 | 30,382,000 | 6.53% | Put | |
| 8 | COWEN INC. | 258,400 | 22,228,000 | 4.78% | Put | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 243,545 | 20,950,000 | 4.51% | ||
| 10 | GOLDMAN SACHS GROUP INC | 171,700 | 14,770,000 | 3.18% | Put | |
| 11 | Parallax Volatility Advisers, L.P. | 140,000 | 12,043,000 | 2.59% | Put | |
| 12 | BARCLAYS PLC | 115,400 | 9,924,000 | 2.13% | Put | |
| 13 | NOMURA HOLDINGS INC | 100,000 | 8,601,000 | 1.85% | Put | |
| 14 | LEUTHOLD GROUP, LLC | 83,888 | 7,216,000 | 1.55% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 68,826 | 5,920,000 | 1.27% | ||
| 16 | WEALTHSOURCE PARTNERS, LLC | 61,496 | 5,290,000 | 1.14% | ||
| 17 | MIZUHO SECURITIES USA LLC | 60,000 | 5,161,000 | 1.11% | ||
| 18 | LPL Financial LLC | 56,422 | 4,946,000 | 1.06% | ||
| 19 | JANE STREET GROUP, LLC | 55,800 | 4,800,000 | 1.03% | Call | |
| 20 | Timber Hill LLC | 53,472 | 4,600,000 | 0.99% | ||
| 21 | GOLDMAN SACHS GROUP INC | 51,900 | 4,464,000 | 0.96% | Call | |
| 22 | Mirae Asset Global Investments Co., Ltd. | 45,452 | 3,910,000 | 0.84% | ||
| 23 | INTEGRAL DERIVATIVES, LLC | 42,700 | 3,673,000 | 0.79% | Put | |
| 24 | Quantitative Advantage, LLC | 41,938 | 3,608,000 | 0.78% | ||
| 25 | BARCLAYS PLC | 41,494 | 3,569,000 | 0.77% | ||
| 26 | CITADEL ADVISORS LLC | 41,366 | 3,558,000 | 0.77% | ||
| 27 | Clark Capital Management Group, Inc. | 39,832 | 3,426,349 | 0.74% | ||
| 28 | WELLS FARGO & COMPANY/MN | 39,359 | 3,385,000 | 0.73% | ||
| 29 | CITIGROUP INC | 37,200 | 3,200,000 | 0.69% | Put | |
| 30 | BANK OF AMERICA CORP /DE/ | 30,000 | 2,581,000 | 0.56% | Put | |
| 31 | HUSSMAN STRATEGIC ADVISORS, INC. | 30,000 | 2,581,000 | 0.56% | ||
| 32 | UBS Group AG | 21,213 | 1,825,000 | 0.39% | ||
| 33 | CUTLER GROUP LLC / CA | 20,059 | 1,725,000 | 0.37% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 19,964 | 1,717,000 | 0.37% | ||
| 35 | Walleye Trading LLC | 18,900 | 1,628,000 | 0.35% | Call | |
| 36 | Parallax Volatility Advisers, L.P. | 18,000 | 1,548,000 | 0.33% | Call | |
| 37 | Checchi Capital Advisers, LLC | 17,946 | 1,544,000 | 0.33% | ||
| 38 | BARCLAYS PLC | 15,000 | 1,290,000 | 0.28% | Call | |
| 39 | CIBC WORLD MARKET INC. | 13,392 | 1,152,000 | 0.25% | ||
| 40 | RAYMOND JAMES & ASSOCIATES | 13,026 | 1,120,000 | 0.24% | ||
| 41 | Jump Trading, LLC | 127 | 1,092,000 | 0.23% | Put | |
| 42 | INTEGRAL DERIVATIVES, LLC | 12,250 | 1,054,000 | 0.23% | ||
| 43 | AMERIPRISE FINANCIAL INC | 10,410 | 895,000 | 0.19% | ||
| 44 | JANE STREET GROUP, LLC | 9,927 | 854,000 | 0.18% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,661 | 659,000 | 0.14% | ||
| 46 | Jump Trading, LLC | 7,565 | 651,000 | 0.14% | ||
| 47 | Walleye Trading LLC | 6,700 | 576,000 | 0.12% | Put | |
| 48 | Walleye Trading LLC | 6,690 | 575,000 | 0.12% | ||
| 49 | Atria Investments, Inc | 5,686 | 489,000 | 0.11% | ||
| 50 | Sigma Planning Corp | 5,422 | 466,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
