| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VestGen Investment Management | 1,839,438 | 43,742,000 | 22.56% | ||
| 2 | ROYAL BANK OF CANADA | 1,656,068 | 39,381,000 | 20.31% | ||
| 3 | QS Investors, LLC | 1,365,210 | 32,465,000 | 16.74% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 851,428 | 20,247,000 | 10.44% | ||
| 5 | WELLS FARGO & COMPANY/MN | 523,235 | 12,442,000 | 6.42% | ||
| 6 | AFAM CAPITAL, INC. | 311,549 | 7,409,000 | 3.82% | ||
| 7 | LPL Financial LLC | 294,747 | 6,983,000 | 3.60% | ||
| 8 | Transamerica Financial Advisors, LLC | 163,456 | 3,887,000 | 2.00% | ||
| 9 | PRUDENTIAL PLC | 161,081 | 3,831,000 | 1.98% | ||
| 10 | Gradient Investments LLC | 120,573 | 2,867,000 | 1.48% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 105,253 | 2,503,000 | 1.29% | ||
| 12 | Cambria Investment Management, L.P. | 97,124 | 2,310,000 | 1.19% | ||
| 13 | JANE STREET GROUP, LLC | 89,840 | 2,136,000 | 1.10% | ||
| 14 | Virtu KCG Holdings LLC | 86,482 | 2,057,000 | 1.06% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 83,775 | 1,992,000 | 1.03% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 66,276 | 1,576,000 | 0.81% | ||
| 17 | Hillsdale Investment Management Inc. | 58,925 | 1,401,000 | 0.72% | ||
| 18 | IFP ADVISORS, INC | 41,541 | 988,000 | 0.51% | ||
| 19 | MORGAN STANLEY | 40,607 | 966,000 | 0.50% | ||
| 20 | ADVISOR GROUP, INC. | 40,024 | 950,000 | 0.49% | ||
| 21 | Bluefin Trading, LLC | 34,710 | 825,000 | 0.43% | ||
| 22 | D.A. DAVIDSON & CO. | 27,860 | 661,000 | 0.34% | ||
| 23 | Weatherstone Capital Management | 21,012 | 500,000 | 0.26% | ||
| 24 | Allianz Asset Management GmbH | 16,000 | 380,000 | 0.20% | ||
| 25 | FLOW TRADERS U.S. LLC | 12,981 | 309,000 | 0.16% | ||
| 26 | First Allied Advisory Services, Inc. | 12,512 | 299,000 | 0.15% | ||
| 27 | GENEOS WEALTH MANAGEMENT INC. | 10,143 | 239,000 | 0.12% | ||
| 28 | Private Advisor Group, LLC | 8,964 | 212,000 | 0.11% | ||
| 29 | UBS Group AG | 4,076 | 96,000 | 0.05% | ||
| 30 | Shamrock Asset Management LLC | 2,241 | 53,000 | 0.03% | ||
| 31 | Hudock, Inc. | 1,909 | 45,000 | 0.02% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 1,856 | 44,000 | 0.02% | ||
| 33 | Creative Planning | 1,354 | 32,000 | 0.02% | ||
| 34 | US BANCORP \DE\ | 990 | 24,000 | 0.01% | ||
| 35 | CITIGROUP INC | 500 | 12,000 | 0.01% | ||
| 36 | MSI Financial Services Inc | 334 | 8,000 | 0.00% | ||
| 37 | Advisors Asset Management, Inc. | 155 | 4,000 | 0.00% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 142 | 3,000 | 0.00% | ||
| 39 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 130 | 3,000 | 0.00% | ||
| 40 | WOLVERINE TRADING LP /BD | 89 | 2,104 | 0.00% | ||
| 41 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
