| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QS Investors, LLC | 563,228 | 13,456,000 | 31.54% | ||
| 2 | PEAK FINANCIAL MANAGEMENT, INC. | 272,108 | 6,501,000 | 15.24% | ||
| 3 | WELLS FARGO & COMPANY/MN | 172,177 | 4,113,000 | 9.64% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 154,988 | 3,703,000 | 8.68% | ||
| 5 | Gradient Investments LLC | 119,064 | 2,844,000 | 6.67% | ||
| 6 | JANE STREET GROUP, LLC | 113,804 | 2,719,000 | 6.37% | ||
| 7 | COLONY GROUP LLC | 100,445 | 2,400,000 | 5.62% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 89,978 | 2,150,000 | 5.04% | ||
| 9 | Hillsdale Investment Management Inc. | 87,650 | 2,094,000 | 4.91% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 30,069 | 718,000 | 1.68% | ||
| 11 | Cambria Investment Management, L.P. | 21,318 | 509,000 | 1.19% | ||
| 12 | IFP ADVISORS, INC | 21,319 | 509,000 | 1.19% | ||
| 13 | Bluefin Trading, LLC | 10,849 | 259,000 | 0.61% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,700 | 208,000 | 0.49% | Call | |
| 15 | UBS Group AG | 8,495 | 203,000 | 0.48% | ||
| 16 | MORGAN STANLEY | 5,156 | 123,000 | 0.29% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,202 | 53,000 | 0.12% | ||
| 18 | ROYAL BANK OF CANADA | 1,843 | 44,000 | 0.10% | ||
| 19 | Ameritas Investment Partners, Inc. | 1,165 | 27,000 | 0.06% | ||
| 20 | MSI Financial Services Inc | 870 | 21,000 | 0.05% | ||
| 21 | ADVISOR GROUP, INC. | 550 | 12,000 | 0.03% | ||
| 22 | INTEGRATED WEALTH MANAGEMENT | 160 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
