| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | US BANCORP \DE\ | 15 | 0 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 5 | 0 | 0.00% | ||
| 3 | MORGAN STANLEY | 213 | 0 | 0.00% | ||
| 4 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 320 | 1,000 | 0.23% | ||
| 5 | Tower Research Capital LLC (TRC) | 909 | 3,000 | 0.69% | ||
| 6 | BRONFMAN E.L. ROTHSCHILD, L.P. | 1,110 | 4,000 | 0.92% | ||
| 7 | UBS Group AG | 2,086 | 7,000 | 1.60% | ||
| 8 | Cormorant Asset Management, LP | 52,999 | 180,000 | 41.19% | ||
| 9 | SABBY MANAGEMENT, LLC | 71,313 | 242,000 | 55.38% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
