| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Frontier Wealth Management LLC | 30,000 | 229,000 | 86.42% | ||
| 2 | UBS Group AG | 2,347 | 18,000 | 6.79% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,300 | 10,000 | 3.77% | ||
| 4 | Tower Research Capital LLC (TRC) | 1,100 | 8,000 | 3.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
