Dark
Light
System
Security
HARMONY GOLD MINING CO LTD
HARMONY GOLD MINING CO LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 114 Institutional holders with a total value of $307,841,665.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Legal & General Group Plc 121,190 370,000 0.12%
52 Timber Hill LLC 114,090 348,000 0.11%
53 Spot Trading L.L.C 110,100 336,000 0.11% Put
54 A.R.T. Advisors, LLC 97,728 298,000 0.10%
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 89,700 274,000 0.09% Call
56 BANK OF MONTREAL /CAN/ 88,876 271,000 0.09%
57 Global X Management CO LLC 83,969 256,000 0.08%
58 Spot Trading L.L.C 82,827 253,000 0.08%
59 Virtu KCG Holdings LLC 82,495 251,000 0.08%
60 BARCLAYS PLC 77,800 233,000 0.08% Call
61 Quantitative Investment Management, LLC 76,600 233,000 0.08%
62 JPMORGAN CHASE & CO 73,706 225,000 0.07%
63 GROUP ONE TRADING LLC 72,975 223,000 0.07%
64 PANAGORA ASSET MANAGEMENT INC 61,616 188,000 0.06%
65 Zurcher Kantonalbank (Zurich Cantonalbank) 56,800 173,000 0.06%
66 PROFUND ADVISORS LLC 53,922 164,000 0.05%
67 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 51,359 157,000 0.05%
68 BARCLAYS PLC 50,067 149,000 0.05%
69 CoreCommodity Management, LLC 45,426 139,000 0.05%
70 Paloma Partners Management Co 42,998 131,000 0.04%
71 Spot Trading L.L.C 36,000 110,000 0.04% Call
72 GOLDMAN SACHS GROUP INC 32,700 100,000 0.03% Call
73 Natixis Investment Managers International 32,150 98,000 0.03%
74 Nine Chapters Capital Management LLC 32,200 98,000 0.03%
75 Ruffer LLP 30,000 92,000 0.03%
76 BlackRock Institutional Trust Company, N.A. 29,697 91,000 0.03%
77 PKO Investment Management Joint-Stock Co 29,522 90,042 0.03%
78 Laird Norton Wetherby Wealth Management, LLC 28,082 86,000 0.03%
79 Tower Research Capital LLC (TRC) 26,573 81,000 0.03%
80 COMERICA BANK 25,495 78,000 0.03%
81 INTEGRAL DERIVATIVES, LLC 25,214 77,000 0.03%
82 World Asset Management Inc 24,496 75,000 0.02%
83 BAILARD, INC. 22,800 70,000 0.02%
84 BARCLAYS PLC 22,800 68,000 0.02% Put
85 HSBC HOLDINGS PLC 17,468 53,000 0.02%
86 CITADEL ADVISORS LLC 17,383 53,000 0.02%
87 TDAM USA INC. 17,059 52,000 0.02%
88 Airain ltd 17,000 52,000 0.02%
89 GRANDFIELD & DODD, LLC 16,000 49,000 0.02%
90 AMP Capital Investors Ltd 14,300 46,000 0.01%
91 GOLDMAN SACHS GROUP INC 15,200 46,000 0.01% Put
92 SPROTT INC. 14,500 44,000 0.01%
93 FLOW TRADERS U.S. LLC 11,649 36,000 0.01%
94 HERNDON CAPITAL MANAGEMENT LLC 10,831 33,034 0.01%
95 PEAR TREE ADVISORS INC 9,449 29,000 0.01%
96 DekaBank Deutsche Girozentrale 6,000 18,000 0.01%
97 UBS AG 5,500 17,000 0.01% Call
98 Daiwa Securities Group Inc. 2,600 8,000 0.00%
99 AMERIPRISE FINANCIAL INC 2,451 7,000 0.00%
100 FIRST MANHATTAN CO. LLC. 2,000 6,000 0.00%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.