| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 54,652 | 1,466,000 | 33.55% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,371 | 1,110,000 | 25.40% | ||
| 3 | LPL Financial LLC | 33,005 | 879,000 | 20.11% | ||
| 4 | ROYAL BANK OF CANADA | 15,499 | 416,000 | 9.52% | ||
| 5 | Private Advisor Group, LLC | 10,165 | 271,000 | 6.20% | ||
| 6 | Virtu KCG Holdings LLC | 8,376 | 225,000 | 5.15% | ||
| 7 | Tower Research Capital LLC (TRC) | 100 | 3,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.