| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OTA Financial Group L.P. | 36,000 | 11,943,000 | 75.49% | ||
| 2 | BASSO CAPITAL MANAGEMENT, L.P. | 1,000,000 | 3,030,000 | 19.15% | PRN | |
| 3 | JPMORGAN CHASE & CO | 278,000 | 847,000 | 5.35% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
