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FINANCIAL ENGINES INC
FINANCIAL ENGINES INC . Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 172 Institutional holders with a total value of $2,034,920,894.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BRONFMAN E.L. ROTHSCHILD, L.P. 10 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Call
3 VERSANT CAPITAL MANAGEMENT, INC 15 0 0.00%
4 TCI Wealth Advisors, Inc. 26 1,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 69 2,000 0.00%
6 Tortoise Investment Management, LLC 101 3,000 0.00%
7 IFP ADVISORS, INC 85 3,000 0.00%
8 Gemmer Asset Management LLC 135 4,000 0.00%
9 Smithfield Trust Co 140 4,000 0.00%
10 First Horizon Advisors, Inc. 181 4,000 0.00%
11 MSI Financial Services Inc 149 4,000 0.00%
12 Carroll Financial Associates, Inc. 155 4,000 0.00%
13 Jupiter Investment Management Ltd 225 6,000 0.00%
14 ADVISOR GROUP, INC. 296 9,000 0.00%
15 WealthTrust-Arizona, LLC 349 10,000 0.00%
16 QUADRANT CAPITAL GROUP LLC 628 17,000 0.00%
17 NISA INVESTMENT ADVISORS, LLC 700 21,000 0.00%
18 Financial Architects, Inc 750 22,000 0.00%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 790 23,000 0.00%
20 UBS Group AG 1,085 32,000 0.00%
21 FineMark National Bank & Trust 1,071 32,000 0.00%
22 PRELUDE CAPITAL MANAGEMENT, LLC 1,200 36,000 0.00%
23 BARCLAYS PLC 1,235 37,000 0.00%
24 Parkside Financial Bank & Trust 1,286 38,000 0.00%
25 FIFTH THIRD BANCORP 1,620 48,000 0.00%
26 PANAGORA ASSET MANAGEMENT INC 1,635 49,000 0.00%
27 Walleye Trading LLC 1,696 50,000 0.00%
28 LS Investment Advisors, LLC 1,884 56,000 0.00%
29 Zurcher Kantonalbank (Zurich Cantonalbank) 2,068 61,000 0.00%
30 RIVERHEAD CAPITAL MANAGEMENT LLC 2,200 65,000 0.00%
31 VICTORY CAPITAL MANAGEMENT INC 2,366 70,000 0.00%
32 HUNTINGTON NATIONAL BANK 2,349 70,000 0.00%
33 Walleye Trading LLC 3,300 98,000 0.00% Call
34 D.A. DAVIDSON & CO. 3,984 117,000 0.01%
35 BlackRock Finance, Inc. 4,829 143,000 0.01%
36 PineBridge Investments, L.P. 6,756 200,000 0.01%
37 TWO SIGMA ADVISERS, LP 7,208 214,000 0.01%
38 PARADIGM ASSET MANAGEMENT CO LLC 7,350 218,369 0.01%
39 SG Americas Securities, LLC 7,447 221,000 0.01%
40 Commonwealth Equity Services, Inc 7,921 235,000 0.01%
41 GABELLI FUNDS LLC 8,000 238,000 0.01%
42 CIM INVESTMENT MANAGEMENT INC 8,083 240,000 0.01%
43 Majedie Asset Management Ltd 8,079 240,000 0.01%
44 BNP PARIBAS FINANCIAL MARKETS 8,192 243,384 0.01%
45 Neuberger Berman Group LLC 8,745 260,000 0.01%
46 PROFUND ADVISORS LLC 8,962 266,000 0.01%
47 Quantitative Investment Management, LLC 9,100 270,000 0.01%
48 Aperio Group, LLC 9,254 275,000 0.01%
49 ROYAL BANK OF CANADA 9,437 280,000 0.01%
50 GMT CAPITAL CORP 9,600 285,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.