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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 14 Institutional holders with a total value of $11,920,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 159,995 4,187,000 35.13%
2 BANK OF AMERICA CORP /DE/ 126,331 3,306,000 27.73%
3 First Allied Asset Management, Inc. 42,355 1,096,000 9.19%
4 MORGAN STANLEY 41,901 1,096,000 9.19%
5 JPMORGAN CHASE & CO 31,960 836,000 7.01%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,554 643,000 5.39%
7 Rathbones Group PLC 8,650 226,000 1.90%
8 JANE STREET GROUP, LLC 8,224 215,000 1.80%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 3,749 98,000 0.82%
10 WELLS FARGO & COMPANY/MN 2,962 78,000 0.65%
11 COLONY GROUP LLC 2,566 67,000 0.56%
12 UBS AG 1,600 42,000 0.35%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,060 28,000 0.23%
14 Tower Research Capital LLC (TRC) 93 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.