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ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF
ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 26 Institutional holders with a total value of $17,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 508,198 4,279,000 24.44%
2 SCOTIA CAPITAL INC. 401,810 3,758,000 21.46%
3 UBS Group AG 416,559 3,507,000 20.03%
4 STATE STREET CORP 191,500 1,612,000 9.21%
5 JPMORGAN CHASE & CO 97,603 822,000 4.69%
6 STIFEL FINANCIAL CORP 97,223 819,000 4.68%
7 CITADEL ADVISORS LLC 67,436 568,000 3.24%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,483 501,000 2.86%
9 BANK OF AMERICA CORP /DE/ 46,478 391,000 2.23%
10 ROYAL BANK OF CANADA 28,105 237,000 1.35%
11 Commonwealth Equity Services, Inc 22,184 187,000 1.07%
12 FFT WEALTH MANAGEMENT LLC 17,180 145,000 0.83%
13 Allianz Asset Management GmbH 16,280 137,000 0.78%
14 LPL Financial LLC 15,129 125,000 0.71%
15 Sigma Planning Corp 12,145 102,000 0.58%
16 ADVISOR PARTNERS LLC 11,026 92,000 0.53%
17 Baker Avenue Asset Management, LP 10,221 86,000 0.49%
18 IFP ADVISORS, INC 6,307 53,000 0.30%
19 EDMOND DE ROTHSCHILD HOLDING S.A. 3,150 27,000 0.15%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,976 17,000 0.10%
21 FIFTH THIRD BANCORP 2,000 17,000 0.10%
22 MOSAIC FAMILY WEALTH, LLC 1,167 9,000 0.05%
23 PNC FINANCIAL SERVICES GROUP, INC. 1,010 9,000 0.05%
24 SIMPLEX TRADING, LLC 800 6,000 0.03%
25 AMERICAN INTERNATIONAL GROUP, INC. 200 2,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.