| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 316,010 | 585,000 | 48.99% | ||
| 2 | RENAISSANCE TECHNOLOGIES LLC | 181,780 | 336,000 | 28.14% | ||
| 3 | VANGUARD GROUP INC | 88,509 | 162,000 | 13.57% | ||
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 26,638 | 48,000 | 4.02% | ||
| 5 | CITADEL ADVISORS LLC | 12,319 | 22,000 | 1.84% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 10,877 | 20,000 | 1.68% | ||
| 7 | UBS Group AG | 8,868 | 16,000 | 1.34% | ||
| 8 | BlackRock Fund Advisors | 1,803 | 3,000 | 0.25% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 684 | 1,000 | 0.08% | ||
| 10 | Tower Research Capital LLC (TRC) | 337 | 1,000 | 0.08% | ||
| 11 | WEALTHPLAN PARTNERS, LLC | 1 | 2 | 0.00% | ||
| 12 | Barnett & Company, Inc. | 29 | 0 | 0.00% | ||
| 13 | DEUTSCHE BANK AG\ | 2 | 0 | 0.00% | ||
| 14 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 6 | 0 | 0.00% | ||
| 15 | MORGAN STANLEY | 138 | 0 | 0.00% | ||
| 16 | NEXT Financial Group, Inc | 6 | 0 | 0.00% | ||
| 17 | IFP ADVISORS, INC | 101 | 0 | 0.00% | ||
| 18 | ADVISOR GROUP, INC. | 163 | 0 | 0.00% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 38 | 0 | 0.00% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
