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BARINGS PARTN INVS
BARINGS PARTN INVS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $19,954,506.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TSP Capital Management Group, LLC 406,015 5,908,000 29.61% PRN
2 OPPENHEIMER & CO INC 191,012 2,779,000 13.93%
3 UBS Group AG 189,525 2,758,000 13.82%
4 BESSEMER GROUP INC 100,709 1,465,000 7.34%
5 Greenwich Investment Management, Inc. 93,828 1,365,000 6.84%
6 Curbstone Financial Management Corp 91,680 1,334,000 6.69%
7 MORGAN STANLEY 43,386 631,000 3.16%
8 CITIGROUP INC 36,366 529,000 2.65%
9 RAYMOND JAMES & ASSOCIATES 34,841 507,000 2.54%
10 Partnervest Advisory Services LLC 31,909 464,000 2.33%
11 WELLS FARGO & COMPANY/MN 27,301 397,000 1.99%
12 WEDBUSH SECURITIES INC 20,687 301,000 1.51%
13 Commonwealth Equity Services, Inc 19,753 287,000 1.44%
14 MSI Financial Services Inc 19,699 287,000 1.44%
15 Signature Financial Management, Inc. 19,250 280,000 1.40%
16 Cetera Advisors LLC 14,550 210,000 1.05%
17 Cambridge Investment Research Advisors, Inc. 12,665 184,000 0.92%
18 DAVENPORT & Co LLC 11,375 165,506 0.83%
19 ROYAL BANK OF CANADA 2,367 34,000 0.17%
20 IFP ADVISORS, INC 2,100 31,000 0.16%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,936 28,000 0.14%
22 Tower Research Capital LLC (TRC) 411 6,000 0.03%
23 NEXT Financial Group, Inc 250 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.