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BARINGS PARTN INVS
BARINGS PARTN INVS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $18,956,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 250 4,000 0.02%
2 Creative Planning 363 5,000 0.03%
3 Archford Capital Strategies, LLC 800 11,000 0.06%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,936 28,000 0.15%
5 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 2,000 29,000 0.15%
6 IFP ADVISORS, INC 2,100 30,000 0.16%
7 ROYAL BANK OF CANADA 2,367 34,000 0.18%
8 DAVENPORT & Co LLC 11,375 161,000 0.85%
9 Cambridge Investment Research Advisors, Inc. 13,564 193,000 1.02%
10 Essex Financial Services, Inc. 15,780 224,000 1.18%
11 WEDBUSH SECURITIES INC 20,687 294,000 1.55%
12 Commonwealth Equity Services, Inc 22,278 316,000 1.67%
13 BANK OF AMERICA CORP /DE/ 24,769 352,000 1.86%
14 MSI Financial Services Inc 28,953 411,000 2.17%
15 WELLS FARGO & COMPANY/MN 29,203 415,000 2.19%
16 CITIGROUP INC 31,268 442,000 2.33%
17 Partnervest Advisory Services LLC 31,612 449,000 2.37%
18 RAYMOND JAMES & ASSOCIATES 33,481 475,000 2.51%
19 MORGAN STANLEY 39,904 566,000 2.99%
20 Curbstone Financial Management Corp 45,840 642,000 3.39%
21 Greenwich Investment Management, Inc. 93,678 1,330,000 7.02%
22 BESSEMER GROUP INC 100,709 1,430,000 7.54%
23 OPPENHEIMER & CO INC 188,487 2,677,000 14.12%
24 UBS Group AG 189,067 2,684,000 14.16%
25 TSP Capital Management Group, LLC 405,248 5,754,000 30.35% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.