| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 1,398,800 | 310,604,000 | 26.42% | Put | |
| 2 | NOMURA HOLDINGS INC | 953,000 | 211,614,000 | 18.00% | Call | |
| 3 | CITADEL ADVISORS LLC | 93,819,000 | 207,880,000 | 17.68% | PRN | |
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 55,109,000 | 122,004,000 | 10.38% | PRN | |
| 5 | CAMDEN ASSET MANAGEMENT L P /CA | 40,383,000 | 89,019,000 | 7.57% | PRN | |
| 6 | STEELHEAD PARTNERS LLC | 25,000,000 | 55,422,000 | 4.71% | PRN | |
| 7 | PUTNAM INVESTMENTS LLC | 16,359,000 | 36,225,000 | 3.08% | ||
| 8 | Calamos Advisors LLC | 12,000,000 | 26,433,000 | 2.25% | PRN | |
| 9 | CSS LLC/IL | 7,375,000 | 16,425,000 | 1.40% | PRN | |
| 10 | Jabre Capital Partners S.A. | 7,000,000 | 15,499,000 | 1.32% | PRN | |
| 11 | MACKAY SHIELDS LLC | 6,734,000 | 14,878,000 | 1.27% | PRN | |
| 12 | Man Investments (CH) AG | 6,000,000 | 13,272,000 | 1.13% | PRN | |
| 13 | JPMORGAN CHASE & CO | 5,415,000 | 11,937,000 | 1.02% | PRN | |
| 14 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 5,000,000 | 11,012,000 | 0.94% | PRN | |
| 15 | ADVENT CAPITAL MANAGEMENT /DE/ | 4,151,000 | 9,200,000 | 0.78% | PRN | |
| 16 | ANGELO GORDON & CO., L.P. | 3,625,000 | 7,991,000 | 0.68% | PRN | |
| 17 | SSI INVESTMENT MANAGEMENT LLC | 2,602,000 | 5,760,000 | 0.49% | PRN | |
| 18 | BANK OF AMERICA CORP /DE/ | 2,415,000 | 5,324,000 | 0.45% | PRN | |
| 19 | THRIVENT FINANCIAL FOR LUTHERANS | 2,000,000 | 4,419,000 | 0.38% | ||
| 20 | WELLINGTON MANAGEMENT GROUP LLP | 250,000 | 551,000 | 0.05% | PRN | |
| 21 | UBS AG | 59,000 | 130,000 | 0.01% | PRN | |
| 22 | PRUDENTIAL PLC | 2,283,000 | 50,000 | 0.00% | ||
| 23 | MIZUHO SECURITIES USA LLC | 11,000 | 24,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
