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ETF MANAGERS TR
ETF MANAGERS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 105 Institutional holders with a total value of $127,325,157.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 370,214 10,329,000 8.11%
2 CITIGROUP INC 351,324 9,802,000 7.70%
3 WELLS FARGO & COMPANY/MN 332,728 9,284,000 7.29%
4 BTR CAPITAL MANAGEMENT INC 316,995 8,844,000 6.95%
5 WILLIAMS JONES & ASSOCIATES LLC 271,557 7,576,000 5.95%
6 Nan Shan Life Insurance Co., Ltd. 240,861 6,720,000 5.28%
7 UBS Group AG 236,934 6,610,000 5.19%
8 LPL Financial LLC 225,114 6,290,000 4.94%
9 J.P. Morgan Private Wealth Advisors LLC 138,062 3,852,000 3.03%
10 Eagle Capital Management, LLC 134,317 3,747,000 2.94%
11 AVIANCE CAPITAL MANAGEMENT, LLC 131,697 3,674,000 2.89%
12 Commonwealth Equity Services, Inc 128,449 3,584,000 2.81%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 107,932 3,011,000 2.36%
14 GOLDMAN SACHS GROUP INC 102,018 2,846,000 2.24%
15 Raymond James Financial Services Advisors, Inc. 91,230 2,545,000 2.00%
16 JANE STREET GROUP, LLC 84,909 2,369,000 1.86%
17 OPPENHEIMER & CO INC 83,187 2,321,000 1.82%
18 ROYAL BANK OF CANADA 80,243 2,239,000 1.76%
19 CREDIT SUISSE AG/ 68,000 1,897,000 1.49%
20 TRAIN BABCOCK ADVISORS LLC 60,808 1,696,000 1.33%
21 BANK HAPOALIM BM 55,048 1,536,000 1.21%
22 HighTower Advisors, LLC 52,767 1,472,000 1.16%
23 EATON VANCE MANAGEMENT 50,865 1,419,000 1.11%
24 SG Americas Securities, LLC 50,257 1,402,000 1.10%
25 MSI Financial Services Inc 46,560 1,299,000 1.02%
26 SYNOVUS FINANCIAL CORP 38,158 1,066,000 0.84%
27 Cambridge Investment Research Advisors, Inc. 35,460 989,000 0.78%
28 Psagot Value Holdings Ltd. 35,424 988,000 0.78%
29 Private Advisor Group, LLC 32,673 913,000 0.72%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,300 845,000 0.66% Put
31 CITADEL ADVISORS LLC 24,304 678,000 0.53%
32 Virtu KCG Holdings LLC 23,882 666,000 0.52%
33 OLD MISSION CAPITAL LLC 23,188 647,000 0.51%
34 Cetera Advisors LLC 22,000 610,000 0.48%
35 DUMONT & BLAKE INVESTMENT ADVISORS LLC 20,330 567,000 0.45%
36 Janney Montgomery Scott LLC 19,465 543,000 0.43%
37 RAY GERALD L & ASSOCIATES LTD 19,010 530,000 0.42%
38 First Allied Advisory Services, Inc. 18,736 523,000 0.41%
39 B. Riley Wealth Advisors, Inc. 18,403 514,000 0.40%
40 CQS Cayman LP 18,000 502,000 0.39%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,912 500,000 0.39%
42 PNC FINANCIAL SERVICES GROUP, INC. 17,588 491,000 0.39%
43 SNOWDEN CAPITAL ADVISORS LLC 17,185 479,464 0.38%
44 Cetera Advisor Networks LLC 16,979 474,000 0.37%
45 ADVISOR GROUP, INC. 16,981 474,000 0.37%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,600 463,000 0.36% Call
47 EDMOND DE ROTHSCHILD HOLDING S.A. 15,950 445,000 0.35%
48 CITADEL ADVISORS LLC 15,400 430,000 0.34% Call
49 BAIRD FINANCIAL GROUP, INC. 13,969 390,000 0.31%
50 Concert Wealth Management Inc. 13,749 385,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.