| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JUPITER ASSET MANAGEMENT LTD | 90,500,000 | 92,277,000 | 20.94% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 50,940,000 | 51,815,000 | 11.76% | PRN | |
| 3 | Invesco Ltd. | 40,000,000 | 40,425,000 | 9.17% | ||
| 4 | DEUTSCHE BANK AG\ | 38,206,000 | 38,611,000 | 8.76% | PRN | |
| 5 | INCOME RESEARCH & MANAGEMENT | 30,912,000 | 31,240,000 | 7.09% | PRN | |
| 6 | VICTORY CAPITAL MANAGEMENT INC | 28,012,422 | 28,310,000 | 6.42% | PRN | |
| 7 | SHENKMAN CAPITAL MANAGEMENT INC | 24,886,000 | 25,284,000 | 5.74% | PRN | |
| 8 | STATE STREET CORP | 15,321,000 | 15,647,000 | 3.55% | ||
| 9 | PICTET ASSET MANAGEMENT LTD | 11,941,000 | 11,884,000 | 2.70% | ||
| 10 | Candriam S.C.A. | 10,000 | 10,274,000 | 2.33% | PRN | |
| 11 | Grantham, Mayo, Van Otterloo & Co. LLC | 10,000,000 | 10,138,000 | 2.30% | PRN | |
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 10,000,000 | 10,131,000 | 2.30% | ||
| 13 | ZAZOVE ASSOCIATES LLC | 9,875,000 | 10,035,000 | 2.28% | PRN | |
| 14 | GOLDMAN SACHS GROUP INC | 4,816,000 | 4,867,000 | 1.10% | PRN | |
| 15 | MACKAY SHIELDS LLC | 4,792,000 | 4,855,000 | 1.10% | PRN | |
| 16 | BARCLAYS PLC | 4,739,000 | 4,786,000 | 1.09% | PRN | |
| 17 | LORD, ABBETT & CO. LLC | 4,161,000 | 4,216,000 | 0.96% | PRN | |
| 18 | CREDIT SUISSE AG/ | 3,892,000 | 3,933,000 | 0.89% | PRN | |
| 19 | AEGON USA Investment Management, LLC | 3,500,000 | 3,684,000 | 0.84% | PRN | |
| 20 | MORGAN STANLEY | 3,406,000 | 3,470,000 | 0.79% | PRN | |
| 21 | CITIGROUP INC | 3,258,000 | 3,293,000 | 0.75% | PRN | |
| 22 | CONNING INC. | 3,050,000 | 3,095,000 | 0.70% | PRN | |
| 23 | MANAGED ACCOUNT ADVISORS LLC | 2,985,500 | 3,017,000 | 0.68% | PRN | |
| 24 | JPMORGAN CHASE & CO | 2,785,000 | 2,815,000 | 0.64% | PRN | |
| 25 | BNP Paribas Asset Management Holding S.A. | 2,700,000 | 2,749,000 | 0.62% | PRN | |
| 26 | Jefferies Group LLC | 2,454,000 | 2,480,000 | 0.56% | PRN | |
| 27 | Ameritas Investment Partners, Inc. | 2,035,000 | 2,056,000 | 0.47% | PRN | |
| 28 | Zurcher Kantonalbank (Zurich Cantonalbank) | 2,000,000 | 2,020,000 | 0.46% | PRN | |
| 29 | KEYBANK NATIONAL ASSOCIATION/OH | 1,713,000 | 1,731,000 | 0.39% | ||
| 30 | ROYAL BANK OF CANADA | 1,688,000 | 1,721,000 | 0.39% | PRN | |
| 31 | Allianz Asset Management GmbH | 1,600,000 | 1,616,000 | 0.37% | PRN | |
| 32 | RAYMOND JAMES & ASSOCIATES | 1,561,000 | 1,578,000 | 0.36% | PRN | |
| 33 | Apollo Management Holdings, L.P. | 1,350,000 | 1,368,000 | 0.31% | PRN | |
| 34 | LAFFER TENGLER INVESTMENTS, INC. | 1,036 | 1,067,200 | 0.24% | ||
| 35 | WELLS FARGO & COMPANY/MN | 952,000 | 960,000 | 0.22% | PRN | |
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 5,000 | 505,000 | 0.11% | PRN | |
| 37 | WELLINGTON MANAGEMENT GROUP LLP | 498,000 | 504,000 | 0.11% | PRN | |
| 38 | Bank of New York Mellon Corp | 450,000 | 459,000 | 0.10% | ||
| 39 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 3,000 | 303,000 | 0.07% | ||
| 40 | BANK OF AMERICA CORP /DE/ | 291,000 | 294,000 | 0.07% | PRN | |
| 41 | GABELLI FUNDS LLC | 250,000 | 254,000 | 0.06% | PRN | |
| 42 | HSBC HOLDINGS PLC | 250,000 | 254,000 | 0.06% | Put | |
| 43 | AGF INVESTMENTS INC. | 210,000 | 213,000 | 0.05% | PRN | |
| 44 | SUNTRUST BANKS INC | 194,000 | 195,000 | 0.04% | ||
| 45 | Cutler Capital Management, LLC | 115,000 | 116,000 | 0.03% | PRN | |
| 46 | BlackRock Fund Advisors | 100,000 | 101,000 | 0.02% | PRN | |
| 47 | M&T BANK CORP | 74,000 | 74,000 | 0.02% | PRN | |
| 48 | UBS Group AG | 13,000 | 13,000 | 0.00% | PRN | |
| 49 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% | ||
| 50 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
