| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | I.G. INVESTMENT MANAGEMENT, LTD. | 397 | 1,000 | 0.00% | ||
| 2 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,000 | 1,000 | 0.00% | ||
| 3 | FineMark National Bank & Trust | 1,000 | 1,000 | 0.00% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,000 | 2,000 | 0.00% | PRN | |
| 5 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% | ||
| 6 | STIFEL FINANCIAL CORP | 11,188 | 11,000 | 0.00% | PRN | |
| 7 | Mariner, LLC | 10,000 | 11,000 | 0.00% | PRN | |
| 8 | UBS Group AG | 13,000 | 15,000 | 0.00% | PRN | |
| 9 | MSI Financial Services Inc | 19,000 | 21,000 | 0.00% | ||
| 10 | DELTA ASSET MANAGEMENT LLC/TN | 20,000 | 22,000 | 0.00% | PRN | |
| 11 | STIFEL FINANCIAL CORP | 25,000 | 28,000 | 0.01% | ||
| 12 | M&T BANK CORP | 26,000 | 29,000 | 0.01% | PRN | |
| 13 | BlackRock Fund Advisors | 100,000 | 112,000 | 0.02% | PRN | |
| 14 | GABELLI FUNDS LLC | 250,000 | 280,000 | 0.06% | PRN | |
| 15 | HSBC HOLDINGS PLC | 2,500 | 280,000 | 0.06% | ||
| 16 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 3,000 | 336,000 | 0.07% | ||
| 17 | WEDBUSH SECURITIES INC | 3,000 | 336,000 | 0.07% | ||
| 18 | WELLINGTON MANAGEMENT GROUP LLP | 378,000 | 423,000 | 0.09% | PRN | |
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 5,000 | 559,000 | 0.12% | PRN | |
| 20 | RISK PARADIGM GROUP, LLC | 5,000 | 559,375 | 0.12% | ||
| 21 | Bank of New York Mellon Corp | 700,000 | 784,000 | 0.17% | ||
| 22 | Counsel Portfolio Services Inc. | 892,000 | 997,000 | 0.21% | PRN | |
| 23 | LAFFER TENGLER INVESTMENTS, INC. | 1,109 | 1,258,166 | 0.27% | ||
| 24 | BNP Paribas Asset Management Holding S.A. | 1,300,000 | 1,436,000 | 0.31% | PRN | |
| 25 | MORGAN STANLEY | 1,498,000 | 1,670,000 | 0.35% | PRN | |
| 26 | KEYBANK NATIONAL ASSOCIATION/OH | 1,505,000 | 1,684,000 | 0.36% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 1,561,000 | 1,746,000 | 0.37% | PRN | |
| 28 | Zurcher Kantonalbank (Zurich Cantonalbank) | 2,000,000 | 2,235,000 | 0.47% | PRN | |
| 29 | Pinnacle Holdings, LLC | 2,015,000 | 2,250,856 | 0.48% | PRN | |
| 30 | CREDIT AGRICOLE S A | 2,135,000 | 2,389,000 | 0.51% | PRN | |
| 31 | ROYAL BANK OF CANADA | 2,249,000 | 2,516,000 | 0.53% | PRN | |
| 32 | CONNING INC. | 2,350,000 | 2,626,000 | 0.56% | PRN | |
| 33 | MACQUARIE GROUP LTD | 2,500,000 | 2,801,000 | 0.60% | PRN | |
| 34 | AEGON USA Investment Management, LLC | 3,500,000 | 3,916,000 | 0.83% | PRN | |
| 35 | Allianz Asset Management GmbH | 3,800,000 | 4,247,000 | 0.90% | PRN | |
| 36 | Candriam S.C.A. | 4,000 | 4,513,000 | 0.96% | PRN | |
| 37 | GOLDMAN SACHS GROUP INC | 4,900,000 | 5,482,000 | 1.16% | PRN | |
| 38 | SSI INVESTMENT MANAGEMENT LLC | 5,988,000 | 6,696,000 | 1.42% | PRN | |
| 39 | BlueCrest Capital Management Ltd | 6,250,000 | 7,006,000 | 1.49% | PRN | |
| 40 | AGF INVESTMENTS INC. | 7,172,000 | 8,024,000 | 1.70% | PRN | |
| 41 | PICTET ASSET MANAGEMENT LTD | 11,941,000 | 12,786,000 | 2.72% | ||
| 42 | STATE STREET CORP | 11,410,000 | 12,814,000 | 2.72% | ||
| 43 | BANK OF AMERICA CORP /DE/ | 12,249,000 | 13,688,000 | 2.91% | PRN | |
| 44 | THRIVENT FINANCIAL FOR LUTHERANS | 12,750,000 | 14,296,000 | 3.04% | ||
| 45 | Calamos Advisors LLC | 12,809,000 | 14,352,000 | 3.05% | PRN | |
| 46 | Invesco Ltd. | 15,500,000 | 17,341,000 | 3.68% | PRN | |
| 47 | SHENKMAN CAPITAL MANAGEMENT INC | 16,039,000 | 17,984,000 | 3.82% | PRN | |
| 48 | DEUTSCHE BANK AG\ | 22,614,000 | 25,299,000 | 5.37% | PRN | |
| 49 | JPMORGAN CHASE & CO | 24,067,000 | 26,967,000 | 5.73% | PRN | |
| 50 | INCOME RESEARCH & MANAGEMENT | 26,759,000 | 29,937,000 | 6.36% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
