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MANNKIND CORP
MANNKIND CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 120 Institutional holders with a total value of $37,165,235.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BARCLAYS PLC 36,380 54,000 0.15% Call
52 Private Advisor Group, LLC 37,983 50,000 0.13%
53 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 32,387 48,000 0.13%
54 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,526 47,000 0.13%
55 UBS Group AG 31,309 47,000 0.13%
56 WOLVERINE TRADING LP /BD 30,892 46,000 0.12%
57 VOYA INVESTMENT MANAGEMENT LLC 28,136 42,000 0.11%
58 CITIGROUP INC 28,718 42,000 0.11%
59 COMMERZBANK AKTIENGESELLSCHAFT /FI 25,136 37,000 0.10%
60 Squarepoint Ops LLC 24,276 36,000 0.10%
61 CANADA PENSION PLAN INVESTMENT BOARD 23,560 35,000 0.09%
62 Commonwealth Equity Services, Inc 22,699 34,000 0.09%
63 TUDOR INVESTMENT CORP ET AL 20,665 31,000 0.08%
64 Cambridge Investment Research Advisors, Inc. 20,723 31,000 0.08%
65 Creative Planning 19,301 29,000 0.08%
66 STRS OHIO 19,100 28,000 0.08%
67 Gotham Asset Management, LLC 18,825 28,000 0.08%
68 Legal & General Group Plc 17,507 26,000 0.07%
69 CITIGROUP INC 17,000 25,000 0.07% Put
70 BARCLAYS PLC 15,152 23,000 0.06%
71 DEUTSCHE BANK AG\ 15,945 22,000 0.06%
72 LPL Financial LLC 15,630 22,000 0.06%
73 INVESTMENT HOUSE LLC 14,840 22,000 0.06%
74 BlueCrest Capital Management Ltd 13,263 20,000 0.05%
75 Nine Chapters Capital Management LLC 12,300 18,000 0.05%
76 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 12,335 18,000 0.05%
77 Stratos Wealth Partners, LTD. 11,795 17,000 0.05%
78 PRINCIPAL FINANCIAL GROUP INC 11,412 17,000 0.05%
79 EQUITEC SPECIALISTS, LLC 10,700 16,000 0.04% Put
80 US BANCORP \DE\ 10,285 15,000 0.04%
81 NWAM LLC 10,210 15,000 0.04%
82 Raymond James Financial Services Advisors, Inc. 10,276 15,000 0.04%
83 BARCLAYS PLC 8,460 13,000 0.03% Put
84 Ruggie Capital Group 8,316 12,000 0.03%
85 CANADA LIFE ASSURANCE Co 7,280 11,000 0.03%
86 CITIGROUP INC 6,880 10,000 0.03% Call
87 Tower Research Capital LLC (TRC) 6,661 10,000 0.03%
88 PRELUDE CAPITAL MANAGEMENT, LLC 6,700 10,000 0.03%
89 ADVISOR GROUP, INC. 6,621 10,000 0.03%
90 Walleye Trading LLC 6,000 9,000 0.02% Call
91 IFP ADVISORS, INC 4,763 7,000 0.02%
92 Ameritas Investment Partners, Inc. 5,052 7,000 0.02%
93 MARK SHEPTOFF FINANCIAL PLANNING, LLC 4,005 6,000 0.02%
94 Psagot Value Holdings Ltd. 2,785 4,000 0.01%
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,000 4,000 0.01%
96 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,500 3,000 0.01%
97 Plante Moran Financial Advisors, LLC 2,000 3,000 0.01%
98 FIFTH THIRD BANCORP 1,041 2,000 0.01%
99 Compagnie Lombard Odier SCmA 1,559 2,000 0.01%
100 Zurcher Kantonalbank (Zurich Cantonalbank) 1,550 2,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.