| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 329,568 | 4,855,000 | 29.19% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 225,303 | 3,318,000 | 19.95% | ||
| 3 | Invesco Ltd. | 94,432 | 1,391,000 | 8.36% | ||
| 4 | WELLS FARGO & COMPANY/MN | 84,430 | 1,244,000 | 7.48% | ||
| 5 | Horizon Kinetics LLC | 79,438 | 1,170,000 | 7.04% | ||
| 6 | MORGAN STANLEY | 66,518 | 980,000 | 5.89% | ||
| 7 | UBS Group AG | 54,787 | 807,000 | 4.85% | ||
| 8 | ROYAL BANK OF CANADA | 30,958 | 456,000 | 2.74% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 29,600 | 436,000 | 2.62% | PRN | |
| 10 | Clear Harbor Asset Management, LLC | 24,025 | 354,000 | 2.13% | ||
| 11 | Karpus Management, Inc. | 15,339 | 226,000 | 1.36% | ||
| 12 | LPL Financial LLC | 14,750 | 217,000 | 1.30% | ||
| 13 | AQR ARBITRAGE LLC | 13,840 | 204,000 | 1.23% | ||
| 14 | MSI Financial Services Inc | 13,410 | 198,000 | 1.19% | ||
| 15 | GARRISON BRADFORD & ASSOCIATES INC | 13,000 | 191,000 | 1.15% | ||
| 16 | DOLIVER ADVISORS, LP | 12,429 | 183,000 | 1.10% | ||
| 17 | Tortoise Investment Management, LLC | 11,600 | 171,000 | 1.03% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,568 | 82,000 | 0.49% | ||
| 19 | Creative Planning | 2,208 | 33,000 | 0.20% | ||
| 20 | CITY HOLDING CO | 2,000 | 29,000 | 0.17% | ||
| 21 | CITIGROUP INC | 1,708 | 25,000 | 0.15% | ||
| 22 | DEUTSCHE BANK AG\ | 1,675 | 24,000 | 0.14% | ||
| 23 | GUPTA WEALTH MANAGEMENT LLC | 1,500 | 22,000 | 0.13% | ||
| 24 | Focused Wealth Management, Inc | 940 | 14,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
