| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 4 | 0 | 0.00% | ||
| 2 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 3 | CUTLER GROUP LLC / CA | 500 | 0 | 0.00% | Put | |
| 4 | IFP ADVISORS, INC | 52 | 0 | 0.00% | ||
| 5 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.02% | ||
| 6 | People's United Financial, Inc. | 200 | 2,000 | 0.03% | ||
| 7 | BANK OF MONTREAL /CAN/ | 230 | 2,000 | 0.03% | ||
| 8 | SIMPLEX TRADING, LLC | 515 | 4,000 | 0.07% | ||
| 9 | BRONFMAN E.L. ROTHSCHILD, L.P. | 977 | 9,000 | 0.15% | ||
| 10 | CUTLER GROUP LLC / CA | 10,600 | 13,000 | 0.22% | Call | |
| 11 | CITIGROUP INC | 2,500 | 23,000 | 0.38% | Put | |
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 28,000 | 0.47% | ||
| 13 | CITIGROUP INC | 4,300 | 40,000 | 0.67% | Call | |
| 14 | BARCLAYS PLC | 4,300 | 40,000 | 0.67% | Call | |
| 15 | ADVISOR GROUP, INC. | 9,458 | 86,000 | 1.43% | ||
| 16 | UBS Group AG | 9,543 | 88,000 | 1.46% | ||
| 17 | BARCLAYS PLC | 10,500 | 97,000 | 1.61% | Put | |
| 18 | U S GLOBAL INVESTORS INC | 10,000 | 107,000 | 1.78% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,900 | 174,000 | 2.89% | Put | |
| 20 | CUTLER GROUP LLC / CA | 19,904 | 183,000 | 3.04% | ||
| 21 | Commonwealth Equity Services, Inc | 22,330 | 206,000 | 3.43% | ||
| 22 | WELLS FARGO & COMPANY/MN | 27,838 | 257,000 | 4.27% | ||
| 23 | SIGNATUREFD, LLC | 38,581 | 355,000 | 5.90% | ||
| 24 | V WEALTH MANAGEMENT,LLC | 41,735 | 380,000 | 6.32% | ||
| 25 | MORGAN STANLEY | 47,159 | 434,000 | 7.22% | ||
| 26 | ROYAL BANK OF CANADA | 50,690 | 467,000 | 7.77% | ||
| 27 | LPL Financial LLC | 51,668 | 481,000 | 8.00% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 64,513 | 594,000 | 9.88% | ||
| 29 | Euclid Advisors LLC | 210,732 | 1,941,000 | 32.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
