| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 375,000 | 4,598,000 | 13.16% | Call | |
| 2 | COWEN INC. | 342,300 | 4,196,000 | 12.01% | Call | |
| 3 | COWEN INC. | 342,300 | 4,196,000 | 12.01% | Put | |
| 4 | MSI Financial Services Inc | 167,189 | 2,050,000 | 5.87% | ||
| 5 | Laurion Capital Management LP | 150,000 | 1,839,000 | 5.26% | Call | |
| 6 | Virtus Investment Advisers, LLC | 129,292 | 1,585,000 | 4.54% | ||
| 7 | WELLS FARGO & COMPANY/MN | 121,068 | 1,484,000 | 4.25% | ||
| 8 | CITADEL ADVISORS LLC | 116,007 | 1,422,000 | 4.07% | ||
| 9 | MORGAN STANLEY | 99,376 | 1,218,000 | 3.49% | ||
| 10 | NWAM LLC | 85,429 | 1,047,000 | 3.00% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 83,177 | 1,020,000 | 2.92% | ||
| 12 | LPL Financial LLC | 79,678 | 984,000 | 2.82% | ||
| 13 | Virtu KCG Holdings LLC | 73,247 | 898,000 | 2.57% | ||
| 14 | JANE STREET GROUP, LLC | 70,408 | 863,000 | 2.47% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 70,200 | 861,000 | 2.46% | Call | |
| 16 | Parallax Volatility Advisers, L.P. | 70,000 | 858,000 | 2.46% | Call | |
| 17 | Jefferies Group LLC | 60,800 | 745,000 | 2.13% | Put | |
| 18 | ROYAL BANK OF CANADA | 44,685 | 548,000 | 1.57% | ||
| 19 | V WEALTH MANAGEMENT,LLC | 42,005 | 524,000 | 1.50% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 41,331 | 507,000 | 1.45% | ||
| 21 | GOLDMAN SACHS GROUP INC | 35,974 | 441,000 | 1.26% | ||
| 22 | Atria Investments, Inc | 24,166 | 296,000 | 0.85% | ||
| 23 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 23,108 | 283,000 | 0.81% | ||
| 24 | SIGNATUREFD, LLC | 19,291 | 237,000 | 0.68% | ||
| 25 | CUTLER GROUP LLC / CA | 19,104 | 234,000 | 0.67% | ||
| 26 | NIEMANN CAPITAL MANAGEMENT INC | 18,599 | 228,000 | 0.65% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 18,520 | 227,000 | 0.65% | ||
| 28 | Commonwealth Equity Services, Inc | 16,211 | 199,000 | 0.57% | ||
| 29 | CITADEL ADVISORS LLC | 16,000 | 196,000 | 0.56% | Call | |
| 30 | ADVISOR GROUP, INC. | 15,709 | 192,000 | 0.55% | ||
| 31 | STIFEL FINANCIAL CORP | 14,035 | 171,000 | 0.49% | ||
| 32 | Verition Fund Management LLC | 11,366 | 139,000 | 0.40% | ||
| 33 | BARCLAYS PLC | 8,135 | 100,000 | 0.29% | ||
| 34 | SIMPLEX TRADING, LLC | 8,164 | 100,000 | 0.29% | ||
| 35 | UBS Group AG | 6,974 | 86,000 | 0.25% | ||
| 36 | Advisors Preferred, LLC | 5,897 | 72,000 | 0.21% | ||
| 37 | BARCLAYS PLC | 4,700 | 58,000 | 0.17% | Put | |
| 38 | CUTLER GROUP LLC / CA | 65,200 | 41,000 | 0.12% | Put | |
| 39 | BARCLAYS PLC | 3,000 | 37,000 | 0.11% | Call | |
| 40 | CITIGROUP INC | 3,000 | 37,000 | 0.11% | Put | |
| 41 | Oakworth Capital, Inc. | 2,000 | 26,000 | 0.07% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 25,000 | 0.07% | ||
| 43 | CITIGROUP INC | 1,756 | 22,000 | 0.06% | ||
| 44 | IFP ADVISORS, INC | 1,579 | 19,000 | 0.05% | ||
| 45 | BRONFMAN E.L. ROTHSCHILD, L.P. | 977 | 12,000 | 0.03% | ||
| 46 | NEXT Financial Group, Inc | 400 | 5,000 | 0.01% | ||
| 47 | Winslow, Evans & Crocker, Inc. | 300 | 3,678 | 0.01% | ||
| 48 | Creative Planning | 275 | 3,000 | 0.01% | ||
| 49 | BANK OF MONTREAL /CAN/ | 230 | 3,000 | 0.01% | ||
| 50 | People's United Financial, Inc. | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
