| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TENOR CAPITAL MANAGEMENT Co., L.P. | 38,250,000 | 39,167,000 | 21.98% | PRN | |
| 2 | Radcliffe Capital Management, L.P. | 38,499,000 | 38,794,000 | 21.77% | PRN | |
| 3 | STEELHEAD PARTNERS LLC | 23,620,000 | 23,766,000 | 13.34% | PRN | |
| 4 | CORBYN INVESTMENT MANAGEMENT INC/MD | 21,931,000 | 22,123,000 | 12.41% | PRN | |
| 5 | ROYAL BANK OF CANADA | 14,596,000 | 14,724,000 | 8.26% | PRN | |
| 6 | SYMPHONY ASSET MANAGEMENT LLC | 12,321,000 | 12,429,000 | 6.97% | PRN | |
| 7 | DEUTSCHE BANK AG\ | 7,150,000 | 7,207,000 | 4.04% | PRN | |
| 8 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,740,000 | 6,799,000 | 3.82% | ||
| 9 | JPMORGAN CHASE & CO | 5,621,000 | 5,670,000 | 3.18% | PRN | |
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 21,000 | 2,118,000 | 1.19% | PRN | |
| 11 | MUFG Securities EMEA plc | 1,816,000 | 1,829,620 | 1.03% | PRN | |
| 12 | GOLDMAN SACHS GROUP INC | 1,230,000 | 1,241,000 | 0.70% | PRN | |
| 13 | CREDIT SUISSE AG/ | 910,000 | 918,000 | 0.52% | PRN | |
| 14 | ZAZOVE ASSOCIATES LLC | 500,000 | 507,000 | 0.28% | PRN | |
| 15 | WATER ISLAND CAPITAL LLC | 300,000 | 302,000 | 0.17% | PRN | |
| 16 | Polar Capital LLP | 200,000 | 202,000 | 0.11% | PRN | |
| 17 | WELLS FARGO & COMPANY/MN | 117,000 | 119,000 | 0.07% | PRN | |
| 18 | WMS Partners, LLC | 98,000 | 99,000 | 0.06% | PRN | |
| 19 | Jefferies Group LLC | 95,000 | 96,000 | 0.05% | PRN | |
| 20 | SUNTRUST BANKS INC | 23,000 | 23,000 | 0.01% | ||
| 21 | GM Advisory Group, LLC | 21,000 | 21,000 | 0.01% | PRN | |
| 22 | CITIGROUP INC | 20,000 | 20,000 | 0.01% | PRN | |
| 23 | BlackRock Institutional Trust Company, N.A. | 19,000 | 19,000 | 0.01% | PRN | |
| 24 | HighTower Advisors, LLC | 15,000 | 15,000 | 0.01% | PRN | |
| 25 | MORGAN STANLEY | 4,000 | 4,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
